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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 42 2.44%
of those in investment advisory functions 18 -28.00%
Registration Georgia, Terminated, 01/09/2009
Other registrations (2)

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)

Reported AUM

Discretionary
Non-discretionary
6B 5B 4B 3B 2B 2B 787M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$897

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker66538R748 Stock NameNORTHERN LTS FD TR III $ Position$239,330,851 % Position24.00% $ Change13.00% # Change1.00%
Stck Ticker66538R730 Stock NameNORTHERN LTS FD TR III $ Position$189,668,798 % Position19.00% $ Change9.00% # Change2.00%
Stck Ticker25461A726 Stock NameDIREXION SHS ETF TR $ Position$184,876,000 % Position18.00% $ Change17.00% # Change6.00%
Stck Ticker78468R663 Stock NameSPDR SER TR $ Position$137,516,945 % Position14.00% $ Change1.00% # Change1.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$37,205,084 % Position4.00% $ Change-1.00% # Change0.00%
Stck Ticker74347X831 Stock NamePROSHARES TR $ Position$27,929,264 % Position3.00% $ Change29.00% # Change7.00%
Stck Ticker74347R206 Stock NamePROSHARES TR $ Position$8,251,503 % Position1.00% $ Change15.00% # Change1.00%
Stck Ticker78467Y107 Stock NameSPDR S&P MIDCAP 400 ETF TR $ Position$8,904,136 % Position1.00% $ Change-3.00% # Change1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$12,089,766 % Position1.00% $ Change119.00% # Change1499.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$11,285,149 % Position1.00% $ Change8.00% # Change-1.00%

Brochure Summary