Firm Description Rockwood Wealth Management, LLC (hereinafter “RWM”) is a registered investment adviser with a principal office based in New Hope, Pennsylvania and is organized as a limited liability company under the laws of the State of Pennsylvania. RWM was founded in 2008. The principal owner is John Augenblick; Mark Kelly, Samuel Feldbaum, Kenny Bauer and Megan Lottier also hold ownership interest in the firm. RWM provides personal financial planning and investment management services to individuals, families and their related entities including trusts and estates, endowments and family businesses. RWM works with clients to define financial objectives and to develop strategies for reaching those objectives, some of which may include cash flow management, tax planning, risk exposure review, investment management, education funding, retirement planning, estate planning, charitable giving, special needs planning, family business succession issues, employer benefits, and/or other issues specific to the client. Investment management services include ongoing review and rebalancing of portfolios based on market conditions and client’s individual financial circumstances. We meet with clients and prospects to determine investment objectives, risk tolerance and other relevant information. RWM derives its revenues from financial planning and investment advisory fees only. The firm’s compensation is based solely from fees paid directly by clients. The firm does not receive any commission based on the client’s purchase of any particular financial product(s). No commissions in any form are accepted. No benefits are received from custodians or broker-dealers based on client securities transactions (“soft dollar benefits”). For more on our investment philosophies and the risks of our strategies and/or specific investments recommended, please refer to the paragraphs below, as well as Item 8 of this brochure. Assets under the direct management of RWM are held by independent and unaffiliated qualified custodians in the client’s name. RWM does not act as a custodian of client assets. At times we may recommend other professionals (e.g., lawyers, accountants, insurance agents, real estate agents) at the request of the client. Such other professionals are engaged directly by the client on an as-needed basis at the client’s discretion. Professionals recommended by RWM may also in their discretion recommend our services to their clients. With the exception of a single referral relationship with another independent and unaffiliated registered investment adviser as described in Item 14, we have no official referral agreements with any of the professionals we recommend. We actively seek to avoid, or at least minimize, conflicts of interest which may exist between our firm and you. Conflicts of interest will be disclosed and managed in the best interest of the client. However, all investment advisory firms will likely possess some unavoidable conflicts of interest. In those instances when conflicts of interest arise, we have adopted policies which seek to keep the client’s best interests paramount at all times. Please see other sections of this brochure which explores in further detail how we act to keep the client’s best interests first at all times during the course of our client relationship. Refer to the details of each service listed for information on how we customize our wealth management and advisory services to each client’s individual needs. Types of Services RWM provides wealth management advisory services which includes financial planning and investment management. RWM also provides clients with investment advice through one-on-one consultations. In performing its services, RWM relies on the information received from the client or from the client's other professionals. Each client is advised that it remains his/her responsibility to promptly notify RWM when there are any changes to his or her financial situation and/or financial objectives for the purpose of reviewing, evaluating, or revising previous recommendations and/or services. Tailored Advisory Services RWM tailors its advisory services to meet each client’s needs. This is achieved for most clients by individually customizing investment portfolios based on client’s profile. Clients will be offered a conference with an advisor at least annually to review any changes to their financial situation, the investment portfolio upon which advice is provided by RWM, and other financial planning issues. In addition, clients may impose reasonable restrictions on investing in certain securities or certain types of securities so long as they can be implemented by RWM. Financial Planning RWM provides a broad-based consultative financial planning service for clients. Financial planning may include identification of financial problems, overall cash flow management, tax planning, risk exposure review, asset allocation, education funding, retirement planning, estate planning, charitable goals, small business advisory, fringe benefits, special needs planning or other issues specific to the client. Reviews are conducted to determine if the client’s financial objectives and goals are being met and if changes or adjustments to the plan should be made. Financial planning software, such as Money Guide Pro, may be used to assist in assessing client’s financial circumstances and define in some detail risk tolerance and investment objectives. No implementation services or ongoing asset management services are provided unless otherwise separately elected by the client. Upon review and analysis of the information provided via the financial planning software, a written evaluation of the client's current situation and goals is provided to the client. Customized recommendations are given in each area specifically requested by the client. The recommendations may include types of securities, portfolio allocation

as well as investment timeframe. RWM Account Statements Clients are at times provided account statements, net worth statements, and net worth graphs that are generated from our portfolio accounting and financial planning software. Net worth statements contain approximations of bank account balances provided by the client, as well as the value of land, real estate, limited partnerships, and other hard-to-price assets. The net worth statements are used for long-term financial planning where the exact values of assets are not material to the financial planning tasks. The book values of hard to price assets are reviewed whenever supplemental information relating to valuation is received. Otherwise, these assets are priced at client cost. Clients are urged to compare the statements they receive from us to those they receive from their qualified custodians. Agreement Termination Either party may cancel the financial planning agreement at any time by providing written notification. Wealth Management This service includes financial planning, implementation as well as ongoing investment management and monitoring services. Wealth management services are tailored to meet the client’s needs. For most clients, each investment portfolio is individually designed; RWM will develop a customized investment portfolio in accordance with the client’s risk tolerance and investment objectives. At least annually clients will have the opportunity to review and discuss via conference call or in person with their designated advisor any changes to their financial situation, the investment portfolio upon which advice is provided by RWM, and other financial planning issues. Clients will also have the ability to obtain unlimited telephone support and reviews on a more frequent basis. The advisor may conduct more frequent account reviews which may not necessarily be communicated to the client unless immediate changes are recommended. On an ongoing basis, RWM will monitor client’s portfolio performance and will rebalance as dictated by portfolio fluctuations and the client’s financial circumstances. Clients who request this service have the option of granting discretionary authority to RWM for the management of their accounts. This will allow RWM to effectuate trades in line with the client’s investment objectives, risk tolerance and goals, without the client’s written approval prior to each transaction. Non-discretionary accounts do not allow for trades to be placed by RWM investment personnel without the client’s written approval prior to each transaction. Investment Management Services In certain circumstance RWM may provide Investment Management as a stand-alone service, in which case financial planning services are not rendered. Sub-Advisory Relationships for Smaller Accounts For certain smaller accounts which do not require the same level of advisory services, RWM has selected certain third-party proprietary automated investment allocation programs offered by the investment advisory affiliates of brokerage firms. The underlying investments in such accounts are exchange-traded funds or mutual funds. Generally, the process for establishing this arrangement is as follows: RWM recommends that the Client open an account with the brokerage firm and enroll in the investment allocation service provided by the advisory affiliate. (The client will receive this affiliate’s Form ADV Part 2 brochure directly from the advisory affiliate.) RWM will have access to the account solely for the purpose of selecting the appropriate investment allocation for the account. The providers of such programs charge a unitary asset-based fee for custody, fund share transactions and access to the automated program. The Client will be charged this fee in addition to RWM’s investment advisory fee. In selecting which providers to recommend for smaller accounts, RWM will consider the quality of the investment allocation program and its underlying investments, the reliability of the provider and the reasonableness of the fees. Third-Party Advisory Firms From time to time, if RWM determines that a client may benefit from the specialized advice on a particular type of investment, it may retain (with the client’s consent) an appropriate independent third-party firm to provide such advice for the client’s account. Typically, such services will be billed separately from RWM’s fees. Account Termination The investment management agreement and wealth management agreement may be canceled within five (5) days of acceptance with no penalty. After the initial five (5) days, the client or advisor may terminate the Agreement by giving a written notice. The balance of any unearned fee, if any, is promptly refunded to the client. The refund is calculated based on a pro-rata basis for the portion of the quarter completed and will be promptly refunded. Wrap Fee Programs RWM does not invest in wrap fee programs or manage assets for any wrap fee accounts. Types of Investments RWM’s investment philosophy is a structured passive approach to investing. RWM’s securities investments consist primarily of mutual funds and exchange traded funds (ETFs). Occasionally, we will provide guidance on individual securities in order to assist the clients in liquidating their position. Additionally, RWM generally advises clients on the type of mutual fund or ETF that we deem appropriate based on the client’s stated goals, risk tolerance, and objective. Clients must provide reasonable investment restriction requests in writing to RWM so we can refrain from investing in certain types of funds and ETFs. Assets Under Management As of December 31, 2022, RWM had $ 1,342,897,504 in discretionary assets under management (AUM) and $ 41,226,538 in non-discretionary assets under management (AUM).