Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 01/29/2009
ADV Location FRANKLIN, TN, United States
Contact Info 615 xxxxxxx
Websites
AUM* 2,030,847,981 19%
of that, discretionary 1,997,898,716 19%
Number of Employees 19 19%
of those in investment advisory functions 11
Private Fund GAV* 0
Avg Account Size 725,821 3%
% High Net Worth 25.61% -8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 1B 1B 858M 572M 286M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker313586786 Stock NameFEDERAL NATL MTG ASSN VAR PFD SER P $ Position$76,937,166 % Position6.00% $ Change-30.00% # Change-3.00%
Stck Ticker313586737 Stock NameFEDERAL NATL MTG ASSN PFD 8.25 SR T $ Position$58,086,670 % Position4.00% $ Change-29.00% # Change0.00%
Stck Ticker969457100 Stock NameWILLIAMS COS INC COM $ Position$55,479,280 % Position4.00% $ Change19.00% # Change-2.00%
Stck Ticker219350105 Stock NameCORNING INC COM $ Position$59,933,132 % Position4.00% $ Change44.00% # Change-7.00%
Stck Ticker550241103 Stock NameLUMEN TECHNOLOGIES INC COM $ Position$48,720,633 % Position4.00% $ Change1.00% # Change13.00%
Stck Ticker260557103 Stock NameDOW HLDGS INC COM $ Position$33,753,668 % Position3.00% $ Change77.00% # Change-1.00%
Stck Ticker166764100 Stock NameCHEVRON CORPORATION COM $ Position$39,394,427 % Position3.00% $ Change35.00% # Change-1.00%
Stck Ticker060505104 Stock NameBANK OF AMER CORP COM $ Position$25,624,365 % Position2.00% $ Change-13.00% # Change-2.00%
Stck Ticker459200101 Stock NameINTERNATIONAL BUSINESS MACHS COM $ Position$29,502,099 % Position2.00% $ Change-18.00% # Change0.00%
Stck Ticker75513E101 Stock NameRTX CORPORATION COM $ Position$29,650,457 % Position2.00% $ Change1.00% # Change-4.00%

Brochure Summary