| As of Date | 03/30/2026 |
| Registration | SEC, Approved, 01/29/2009 |
| ADV Location | FRANKLIN, TN, United States |
| Contact Info | 615 xxxxxxx |
| Websites |
| AUM* | 2,030,847,981 19% |
| of that, discretionary | 1,997,898,716 19% |
| Number of Employees | 19 19% |
| of those in investment advisory functions | 11 |
| Private Fund GAV* | 0 |
| Avg Account Size | 725,821 3% |
| % High Net Worth | 25.61% -8% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Financial planning services
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser SK WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM639.0m | #Funds- | |
| Adviser T.M. WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM209.8m | #Funds- | |
| Adviser DENVER PWM, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM524.4m | #Funds- | |
| Adviser PENINSULA ASSET MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM284.1m | #Funds- | |
| Adviser DOBSON ASSET MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM217.8m | #Funds- | |
| Adviser THE KEYSTONE FINANCIAL ALLIANCE, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM164.7m | #Funds- | |
| Adviser FSA WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM459.3m | #Funds- | |
| Adviser BARKER WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM240.6m | #Funds- | |
| Adviser CADINHA & CO LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds- | |
| Adviser WESTFIELD FINANCIAL PLANNING | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM190.8m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker313586786 | Stock NameFEDERAL NATL MTG ASSN VAR PFD SER P | $ Position$76,937,166 | % Position6.00% | $ Change-30.00% | # Change-3.00% |
| Stck Ticker313586737 | Stock NameFEDERAL NATL MTG ASSN PFD 8.25 SR T | $ Position$58,086,670 | % Position4.00% | $ Change-29.00% | # Change0.00% |
| Stck Ticker969457100 | Stock NameWILLIAMS COS INC COM | $ Position$55,479,280 | % Position4.00% | $ Change19.00% | # Change-2.00% |
| Stck Ticker219350105 | Stock NameCORNING INC COM | $ Position$59,933,132 | % Position4.00% | $ Change44.00% | # Change-7.00% |
| Stck Ticker550241103 | Stock NameLUMEN TECHNOLOGIES INC COM | $ Position$48,720,633 | % Position4.00% | $ Change1.00% | # Change13.00% |
| Stck Ticker260557103 | Stock NameDOW HLDGS INC COM | $ Position$33,753,668 | % Position3.00% | $ Change77.00% | # Change-1.00% |
| Stck Ticker166764100 | Stock NameCHEVRON CORPORATION COM | $ Position$39,394,427 | % Position3.00% | $ Change35.00% | # Change-1.00% |
| Stck Ticker060505104 | Stock NameBANK OF AMER CORP COM | $ Position$25,624,365 | % Position2.00% | $ Change-13.00% | # Change-2.00% |
| Stck Ticker459200101 | Stock NameINTERNATIONAL BUSINESS MACHS COM | $ Position$29,502,099 | % Position2.00% | $ Change-18.00% | # Change0.00% |
| Stck Ticker75513E101 | Stock NameRTX CORPORATION COM | $ Position$29,650,457 | % Position2.00% | $ Change1.00% | # Change-4.00% |