9AT: SWISSPARTNERS ADVISORS

Adviser Profile

As of Date	03/26/2026
Registration	SEC, Approved, 02/26/2009
ADV Location	ZURICH, Switzerland
Contact Info	41 xxxxxxx
Websites

AUM^*	891,794,772 62%
of that, discretionary	891,794,772 62%
Number of Employees	5
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	7,822,761 35%
% High Net Worth	34.04% -30%
SMA’s	Yes
Private Funds	0

Adviser Type

- Outside the United States

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser VECTORGLOBAL IAG, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser CLARITY CAPITAL KCPS LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM782.3m	#Funds-
Adviser UCAP AMERICAS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM208.2m	#Funds-
Adviser TOM JOHNSON INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser SILVER HEIGHTS CAPITAL MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM727.1m	#Funds-
Adviser GOLD INVESTMENT MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM525.8m	#Funds-
Adviser CLARET ASSET MANAGEMENT CORP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund461.8m	Total Private Fund GAV461.8m	AUM2.4b	#Funds7
Adviser INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.6b	#Funds-
Adviser I-CTHRU INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.9m	#Funds-
Adviser LATKO WEALTH MANAGEMENT, LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM327.2m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker03743Q108	Stock NameAPA CORPORATION	$ Position$21,145,597	% Position13.00%	$ Change77.00%	# Change3.00%
Stck TickerN53745100	Stock NameLYONDELLBASELL INDUSTRIES NV	$ Position$15,623,163	% Position10.00%	$ Change94.00%	# Change4.00%
Stck Ticker78463V107	Stock NameSPDR GOLD TR	$ Position$15,272,049	% Position10.00%	$ Change8.00%	# Change0.00%
Stck Ticker78463X400	Stock NameSPDR INDEX SHS FDS	$ Position$13,671,714	% Position9.00%	$ Change-4.00%	# Change0.00%
Stck Ticker78463X533	Stock NameSPDR INDEX SHS FDS	$ Position$11,106,680	% Position7.00%	$ Change1.00%	# Change1.00%
Stck TickerF92124100	Stock NameTOTALENERGIES SE	$ Position$10,369,766	% Position7.00%	$ Change43.00%	# Change1.00%
Stck Ticker464288406	Stock NameISHARES TR	$ Position$10,854,908	% Position7.00%	$ Change3.00%	# Change1.00%
Stck Ticker674599105	Stock NameOCCIDENTAL PETE CORP	$ Position$11,189,228	% Position7.00%	$ Change66.00%	# Change5.00%
Stck Ticker23331A109	Stock NameD R HORTON INC	$ Position$11,354,004	% Position7.00%	$ Change-4.00%	# Change1.00%
Stck Ticker829933100	Stock NameSIRIUSXM HOLDINGS INC	$ Position$9,624,706	% Position6.00%	$ Change24.00%	# Change8.00%

Brochure Summary

Overview

Our Regulatory Framework SPA was founded in October 2008 as a corporation (Aktiengesellschaft) under Swiss laws with its registered office in Zurich. SPA registered as investment adviser with the SEC on February 26, 2009. Since 2019, SPA has relied on the Canadian international adviser exemption of National Instrument 31-103 (“NI 31-103”) in the Canadian province of British Columbia. Since 2020 SPA is a member of the Swiss Public Limited Company for Supervision (“AOOS”), a self-regulatory organization that is authorized and supervised by the Swiss Financial Market Supervisory Authority (“FINMA”) to supervise asset managers and trustees. Specifically, AOOS monitors SPA’s compliance with obligations under the Financial Services Act (“FinSA”), Financial Institutions Act (“FinIA”) and the Anti-Money Laundering Act (“AMLA”). Effective from September 27, 2023, SPA is fully authorized by the Swiss Financial Market Supervisory Authority (FINMA) to operate as portfolio manager. FINMA AOOS Laupenstrasse 27, 3003, Bern, Switzerland +41 31 327 91 00 info@finma.ch www.finma.ch Clausiusstrasse 50, 8006, Zurich, Switzerland +41 44 215 98 98 info@aoos.ch www.aoos.ch Furthermore, since 2020 SPA is affiliated to the Ombud Finance Switzerland (“OFS”), a Swiss Foundation providing dispute resolution services between financial service providers and their clients. In general, any client’s complaint regarding SPA’s services should be first addressed to SPA in writing either to the responsible investment adviser or to SPA, that will make every effort to find a solution.

However, if SPA’s final decision is not satisfactory to the client, the client can initiate a mediation proceeding before the ombudsman. Below are the relevant contact details: swisspartners Advisors Ltd Ombud Finance Switzerland (OFS) Am Schanzengraben 23, P.O. Box, 8022 Zurich, Switzerland +41 58 200 0 800 / +1 888 772 5 830 info@swisspartners-advisors.com www.swisspartners-advisors.com 16 Boulevard des Tranchées, 1206, Geneva, Switzerland +41 22 808 04 51 contact@ombudfinance.ch www.ombudfinance.ch Our Owners SPA is a direct, wholly owned subsidiary of the Zurich-based swisspartners Group AG (“SPG”). Effective from September 27, 2023, SPA is indirectly owned by: - W. Vogt Holding AG (36.99% in SPG - Liechtenstein), in turn owned by Mr. Werner Vogt (100%); and - Pierer Swiss AG (25.26% in SPG – Switzerland), in turn owned by Pierer Konzerngesellschaft mbH (100% – Austria); the latter entity is fully owned by Mr. Stefan Pierer (100%). The abovementioned entities are merely holding corporations, not carrying out any financial services activity. © 2024 swisspartners Advisors Ltd. All rights reserved. 5 / 22 Our Services SPA provides discretionary asset management services to individuals, trusts, insurances, foundations, and corporations (“Clients”). Although the vast majority of our Clients reside in the United States (“U.S. Clients”), we reserve the right to also serve non-US resident Clients. More information about our types of Clients is in

SWISSPARTNERS ADVISORS

SWISSPARTNERS ADVISORS

SWISSPARTNERS ADVISORS AG

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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SWISSPARTNERS ADVISORS SWISSPARTNERS ADVISORS SWISSPARTNERS ADVISORS AG

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

SWISSPARTNERS ADVISORS

SWISSPARTNERS ADVISORS

SWISSPARTNERS ADVISORS AG