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Adviser Profile

Registration status Terminated
As of Date 06/29/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 5
of those in investment advisory functions 3
AUM* 880,567,548 -31.81%
of that, discretionary 880,567,548 -31.81%
Private Fund GAV* 0 -100.00%
Avg Account Size 35,222,702 -31.81%
% High Net Worth 52.00% -18.75%
SMA’s Yes
Private Funds 0 2
Contact Info 914 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 940M 705M 470M 235M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary