| As of Date | 03/17/2026 |
| Registration | SEC, Approved, 06/11/2009 |
| ADV Location | BUFFALO, NY, United States |
| Contact Info | 716 xxxxxxx |
| Websites |
| AUM* | 911,490,610 26% |
| of that, discretionary | 791,638,107 28% |
| Number of Employees | 17 |
| of those in investment advisory functions | 14 -7% |
| Private Fund GAV* | 0 |
| Avg Account Size | 661,939 16% |
| % High Net Worth | 22.62% 7% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name LUMSDEN MCCORMICK CPA | Filing Date01/21/2026 | Form ADV-E View Report |
| Accounting Firm Name LUMSDEN MCCORMICK CPA | Filing Date01/28/2025 | Form ADV-E View Report |
| Accounting Firm Name LUMSDEN & MCCORMICK CPA | Filing Date07/28/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser CAPITAL MARKETS IQ, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM571.4m | #Funds- | |
| Adviser 180 WEALTH ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.4b | #Funds- | |
| Adviser STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM990.9m | #Funds- | |
| Adviser WELLS FARGO ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM671.4b | #Funds- | |
| Adviser NATIONS FINANCIAL GROUP, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM4.8b | #Funds- | |
| Adviser MONEY MANAGERS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM53.2m | #Funds- | |
| Adviser ANDREW HILL INVESTMENT ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM231.3m | #Funds- | |
| Adviser AMERICAN ASSET MANAGEMENT INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM153.3m | #Funds- | |
| Adviser BLUEFIN FINANCIAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM289.6m | #Funds- | |
| Adviser KEELER THOMAS MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM305.5m | #Funds- |