Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 07/17/2009
Other registrations (1)
ADV Location SOLANA BEACH, CA, United States
Contact Info 760 xxxxxxx
Websites
AUM* 1,493,859,551 60%
of that, discretionary 1,493,859,551 60%
Number of Employees 22
of those in investment advisory functions 13
Private Fund GAV* 0
Avg Account Size 114,912,273 72%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 1B 854M 640M 427M 213M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker65487K100 Stock NamenLight Inc $ Position$14,071,282 % Position2.00% $ Change37.00% # Change-10.00%
Stck Ticker87305R109 Stock NameTTM Technologies Inc $ Position$9,276,527 % Position1.00% $ Change-8.00% # Change-35.00%
Stck Ticker925550105 Stock NameViavi Solutions Inc $ Position$8,989,594 % Position1.00% $ Change51.00% # Change-19.00%
Stck Ticker00246W103 Stock NameAXT Inc $ Position$8,832,527 % Position1.00% $ Change367.00% # Change34.00%
Stck TickerG3323L100 Stock NameFabrinet $ Position$8,742,761 % Position1.00% $ Change-14.00% # Change-25.00%
Stck Ticker65290E101 Stock NameNextpower Inc $ Position$8,503,476 % Position1.00% $ Change25.00% # Change-9.00%
Stck TickerG9456A100 Stock NameGolar LNG Ltd $ Position$8,316,815 % Position1.00% $ Change # Change
Stck Ticker615394202 Stock NameMoog Inc $ Position$7,817,878 % Position1.00% $ Change # Change
Stck Ticker607828100 Stock NameModine Manufacturing Co $ Position$7,637,077 % Position1.00% $ Change # Change

Brochure Summary