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Adviser Profile

As of Date 03/04/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 15 66.67%
of those in investment advisory functions 12 33.33%
Registration SEC, Approved, 08/18/2009
AUM* 5,492,604,000 -3.42%
of that, discretionary 5,492,604,000 -3.42%
Private Fund GAV* 0 -100.00%
Avg Account Size 96,361,474 3.35%
SMA’s No
Private Funds 0
Contact Info 405 xxxxxxx
Websites

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
9B 7B 6B 5B 4B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$70,961,082 % Position2.00% $ Change20.00% # Change9.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$65,248,044 % Position2.00% $ Change62.00% # Change78.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$90,223,025 % Position2.00% $ Change-10.00% # Change-12.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$69,914,465 % Position2.00% $ Change86.00% # Change89.00%
Stck Ticker81369Y209 Stock NameSELECT SECTOR SPDR TR $ Position$85,519,143 % Position2.00% $ Change-7.00% # Change-12.00%
Stck Ticker81369Y506 Stock NameSELECT SECTOR SPDR TR $ Position$80,738,773 % Position2.00% $ Change-15.00% # Change-12.00%
Stck Ticker87612G101 Stock NameTARGA RES CORP $ Position$24,093,216 % Position1.00% $ Change2.00% # Change-11.00%
Stck Ticker81369Y308 Stock NameSELECT SECTOR SPDR TR $ Position$25,663,434 % Position1.00% $ Change-6.00% # Change-13.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$23,156,908 % Position1.00% $ Change10.00% # Change12.00%
Stck Ticker87807B107 Stock NameTC ENERGY CORP $ Position$45,778,430 % Position1.00% $ Change13.00% # Change-10.00%

Brochure Summary