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Adviser Profile

As of Date 03/04/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 15 66.67%
of those in investment advisory functions 12 33.33%
Registration SEC, Approved, 08/18/2009
AUM* 5,492,604,000 -3.42%
of that, discretionary 5,492,604,000 -3.42%
Private Fund GAV* 0 -100.00%
Avg Account Size 96,361,474 3.35%
SMA’s No
Private Funds 0
Contact Info 405 xxxxxxx
Websites

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
9B 7B 6B 5B 4B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$100,737,993 % Position3.00% $ Change # Change
Stck Ticker81369Y506 Stock NameSELECT SECTOR SPDR TR $ Position$95,543,430 % Position2.00% $ Change # Change
Stck Ticker81369Y209 Stock NameSELECT SECTOR SPDR TR $ Position$92,076,105 % Position2.00% $ Change # Change
Stck Ticker81369Y308 Stock NameSELECT SECTOR SPDR TR $ Position$27,365,863 % Position1.00% $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$37,563,078 % Position1.00% $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$21,089,266 % Position1.00% $ Change # Change
Stck Ticker880770102 Stock NameTERADYNE INC $ Position$22,903,687 % Position1.00% $ Change-13.00% # Change-34.00%
Stck Ticker87807B107 Stock NameTC ENERGY CORP $ Position$40,378,546 % Position1.00% $ Change # Change
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$22,624,357 % Position1.00% $ Change # Change
Stck Ticker81369Y886 Stock NameSELECT SECTOR SPDR TR $ Position$22,975,786 % Position1.00% $ Change # Change

Brochure Summary