Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 08/20/2009
Contact Info 914 xxxxxxx
Websites
AUM* 103,904,710 -14%
of that, discretionary 83,940,348 -14%
Number of Employees 1 -67%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 3,996,335 9%
% High Net Worth 100.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

120M 102M 85M 68M 51M 34M 17M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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