Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 08/24/2009
ADV Location KANSAS CITY, MO, United States
Contact Info 816 xxxxxxx
Websites
AUM* 659,465,030 -5%
of that, discretionary 506,856,679 -8%
Number of Employees 12 -14%
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 419,240 22%
% High Net Worth 4.90% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

551M 472M 394M 315M 236M 157M 79M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DEMARCO SCIACCCOTTA WILKENS & DUNLEAVY LLP Filing Date07/29/2025 Form ADV-E View Report
Accounting Firm Name DEMARCO SCIACCOTTA WILKENS & DUNLEAVY, LLP Filing Date06/20/2024 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SER TR $ Position$29,885,501 % Position18.00% $ Change-21.00% # Change-9.00%
Stck Ticker46432F339 Stock NameISHARES TR $ Position$21,714,923 % Position13.00% $ Change-3.00% # Change11.00%
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$21,948,405 % Position13.00% $ Change-9.00% # Change6.00%
Stck Ticker025072885 Stock NameAMERICAN CENTY ETF TR $ Position$19,370,876 % Position11.00% $ Change-10.00% # Change6.00%
Stck Ticker78464A409 Stock NameSPDR SER TR $ Position$15,507,645 % Position9.00% $ Change-13.00% # Change4.00%
Stck Ticker464287721 Stock NameISHARES TR $ Position$9,792,260 % Position6.00% $ Change-16.00% # Change4.00%
Stck Ticker921910873 Stock NameVANGUARD WORLD FD $ Position$8,892,486 % Position5.00% $ Change126.00% # Change162.00%
Stck Ticker464285204 Stock NameISHARES GOLD TR $ Position$6,920,065 % Position4.00% $ Change226.00% # Change185.00%
Stck Ticker19762B202 Stock NameCOLUMBIA ETF TR II $ Position$4,654,152 % Position3.00% $ Change-29.00% # Change-22.00%
Stck Ticker09290C806 Stock NameBLACKROCK ETF TRUST $ Position$4,294,447 % Position3.00% $ Change # Change

Brochure Summary