9AT: S.A. MASON, LLC

Adviser Profile

As of Date	03/26/2026
Registration	SEC, Approved, 09/16/2009
ADV Location	HOLLAND, MI, United States
Contact Info	616 xxxxxxx
Websites

AUM^*	528,671,189 -8%
of that, discretionary	427,288,577 54%
Number of Employees	3 50%
of those in investment advisory functions	3 50%
Private Fund GAV^*	0
Avg Account Size	600,081 -25%
% High Net Worth	31.91% -8%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MEADOW CREEK WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM728.0m	#Funds-
Adviser WESTERN PACIFIC WEALTH MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM205.5m	#Funds-
Adviser CAPITAL FORMATION ADVISERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM68.4m	#Funds-
Adviser BASE MANAGEMENT CO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM79.6m	#Funds-
Adviser RIDGECREST WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM705.1m	#Funds-
Adviser QP WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM405.0m	#Funds-
Adviser SEPIO CAPITAL, LP	Hedge Fund67.6m	Liquidity Fund-	Private Equity Fund228.0m	Real Estate Fund70.4m	Securitized Asset Fund-	Venture Capital Fund1.6m	Other Fund-	Total Private Fund GAV369.1m	AUM5.6b	#Funds11
Adviser CASSEDY FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM248.4m	#Funds-
Adviser EAN EQUITY FINANCIAL SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM144.7m	#Funds-
Adviser &WEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM508.2m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm This firm has been in business since September 15, 2009, and the principal owner is Samuel Arthur Mason. B. Types of Advisory Services S.A. Mason LLC (hereinafter “SAM”) offers the following services to advisory clients: Investment Management Services SAM offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. SAM creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches each client’s specific situation. Investment Management Supervisory Services include, but are not limited to, the following: • Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring SAM evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. SAM will request discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. Financial Planning Financial plans and financial planning may include, statements of net worth, projections of cash flow, income tax projections, life insurance summary and estate document analysis.

These services are based on fixed fees or hourly fees and the final fee structure is documented in Exhibit II of the Financial Planning Agreement. Services Limited to Specific Types of Investments SAM limits its investment advice and/or money management to bonds, equities, mutual funds, fixed income, debt securities, ETFs, hedge funds, hedge fund funds of funds, REITs, private placements, options, and government securities. SAM may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions SAM offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent SAM from properly servicing the client account, or if the restrictions would require SAM to deviate from its standard suite of services, SAM reserves the right to end the relationship. D. Wrap Fee Programs SAM does not participate in any wrap fee programs. E. Amounts Under Management SAM has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: / $ 297,318,233.00 December 2023

S.A. MASON, LLC

S.A. MASON, LLC

MANAGEQUITY

MASON PRIVATE ASSET MANAGEMENT, LLC

MASON PRIVATE ASSET MANAGEMENT

MASON CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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S.A. MASON, LLC S.A. MASON, LLC MANAGEQUITY MASON PRIVATE ASSET MANAGEMENT, LLC MASON PRIVATE ASSET MANAGEMENT MASON CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

S.A. MASON, LLC

S.A. MASON, LLC

MANAGEQUITY

MASON PRIVATE ASSET MANAGEMENT, LLC

MASON PRIVATE ASSET MANAGEMENT

MASON CAPITAL MANAGEMENT, LLC