Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 10/28/2009
ADV Location AUSTIN, TX, United States
Contact Info 512 xxxxxxx
Websites
AUM* 1,566,020,358 29%
of that, discretionary 1,566,020,358 29%
Number of Employees 30 3%
of those in investment advisory functions 30 3%
Private Fund GAV* 0
Avg Account Size 415,831 17%
% High Net Worth 42.62% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 895M 671M 447M 224M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$48,244,919 % Position5.00% $ Change-25.00% # Change-21.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$24,013,286 % Position3.00% $ Change-8.00% # Change0.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$28,091,800 % Position3.00% $ Change-5.00% # Change-7.00%
Stck Ticker97717X669 Stock NameWISDOMTREE TR $ Position$28,843,581 % Position3.00% $ Change-4.00% # Change-2.00%
Stck Ticker33740F805 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$18,303,845 % Position2.00% $ Change17.00% # Change19.00%
Stck Ticker33738D796 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$18,266,736 % Position2.00% $ Change16.00% # Change19.00%
Stck Ticker33738R506 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$14,830,625 % Position2.00% $ Change-3.00% # Change-1.00%
Stck Ticker33739P608 Stock NameFIRST TR EXCH TRADED FD III $ Position$15,124,372 % Position2.00% $ Change-7.00% # Change-9.00%
Stck Ticker14020Y300 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$13,907,298 % Position2.00% $ Change4173.00% # Change4234.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$21,913,690 % Position2.00% $ Change-5.00% # Change-3.00%

Brochure Summary