9AT: SWISS AMERICAN ADVISORS LTD.

Adviser Profile

As of Date	06/30/2026
Registration	SEC, Approved, 03/08/2010
ADV Location	ZUERICH, Switzerland
Contact Info	41 xxxxxxx

AUM^*	0
of that, discretionary	0 -100%
Number of Employees	3 200%
of those in investment advisory functions	1
Private Fund GAV^*	0
SMA’s	Yes
Private Funds	0

Adviser Type

- Outside the United States

Client Types

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SPARTAN PLANNING GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM383.7m	#Funds-
Adviser BLACK CYPRESS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM304.6m	#Funds-
Adviser VIVALDI CAPITAL MANAGEMENT LP	Hedge Fund29.1m	Liquidity Fund-	Private Equity Fund20.9m	Real Estate Fund13.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV63.4m	AUM5.6b	#Funds8
Adviser PALISADES HUDSON ASSET MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund9.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.4m	AUM1.8b	#Funds3
Adviser THE MOSAIC FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM948.7m	#Funds-
Adviser ASPIREAN WEALTH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM233.2m	#Funds-
Adviser ROBERTSON INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM534.1m	#Funds-
Adviser ALLIANCE ADVISORY & SECURITIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM687.4m	#Funds-
Adviser SEQUENT ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser STOLPER & CO., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM615.7m	#Funds-

Brochure Summary

Overview

Swiss American Advisors AG (hereafter “the Company”) a company established under Swiss law, is acting as an asset manager and investment advisor. The Company is a member of the Swiss limited corporation for supervision (AOOS) and is registered with the U.S. Securities Exchange Commission (SEC) as an Investment Advisor. We are also required to be approved by the Swiss Financial Market Supervisory Authority (FINMA) and meet their annual requirements for additional education in financial markets. The Company, in its current form since November 19, 2009, provides investment services to individual and corporate clients, trusts and foundations. The Company’s primary service is managing separate portfolios of clients who either (a) grant the Company discretionary management authority or (b) take advantage of the Company’s advisory services, for those clients who prefer to manage their own portfolios. We provide asset management services which involves us managing and trading your designated account(s). We will discuss your investment goals and design a strategy to try and achieve your investment goals. As a standard part of our services, we will continuously monitor your account when providing asset management services and contact you at least annually to discuss your portfolio. For Discretionary Accounts: We purchase or sell securities as set out the Investment

Agreement made between the client and Swiss American Advisors (please see the ADV Forms Part II Replacement Brochure for more information). For Non-Discretionary Account: We purchase or sell as per final instructions given by the client for each purchase or sale of any security. If necessary, we attempt to advise clients if we see problems with the type of security, the size of the transactions or possible restrictions for the clients to invest in certain instruments. Instructions given by the client are placed as soon as possible, during business hours and taking into consideration, possible delays ( short absence, meetings, etc.). Instructions given by the client are placed as soon as possible, during business hours and taking into consideration, possible delays ( short absence, meetings, etc.). Types of Investments Typical investments include international common and preferred stocks, mutual funds, bonds, time deposits denominated in various currencies, precious metals, warrants, options and hedge funds. These investments are diversified both in geographic terms and in the currencies, they are traded. Assets Under Management As of March 31, 2024, the firm managed $53,210,614 (USD) of client assets. $35,519,372 are managed on a Non-Discretionary basis and $17,691,242 is managed on a discretionary basis.

SWISS AMERICAN ADVISORS LTD.

SWISS AMERICAN ADVISORS LTD.

SALLFORT ADVISORS LTD.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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SWISS AMERICAN ADVISORS LTD. SWISS AMERICAN ADVISORS LTD. SALLFORT ADVISORS LTD.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

SWISS AMERICAN ADVISORS LTD.

SWISS AMERICAN ADVISORS LTD.

SALLFORT ADVISORS LTD.