Overview Naples Money Management, LLC, is a Florida limited liability company that was formed in March of 2010. The firm was founded by Dennis David Nelson and Dawn Litchfield Brown. The firm is owned equally by Dawn Perniciaro Brown Living Trust and Marcus Bickel. Naples Money Management offers discretionary and non-discretionary money management services, financial planning, wealth management, and annuity management. Money Management: Naples Money Management offers discretionary and/or non-discretionary investment advice based on a client’s individual investment objectives and financial situation on an ongoing and continuous basis. As part of our money management service for separately managed accounts we generally create a portfolio that may consist of individual stocks, bonds, exchange traded funds (“ETFs”), options, mutual funds and third-party managers. We also offer four different THE POWER OF MAPATO TM Portfolios designed to meet various investment objectives and risk tolerances. They are the Mapato Ultra Portfolio, Mapato Classic Portfolio, Mapato Lite Portfolio, and The Van Winkle Portfolio. The client’s individual investment strategy is tailored to their specific needs and may include some or all of the previously mentioned securities or portfolios. Each client’s investment portfolio may be designed to meet a particular investment goal. Once the appropriate investments have been determined, we periodically review the investments and if necessary, rebalance the investments based upon the client’s individual needs, stated goals, and objectives. Each client has the opportunity to place reasonable restrictions on the types of investments to be held in certain of their accounts. Financial Planning: We provide a variety of financial planning services

to individuals, families, and other clients regarding the management of their financial resources based upon an analysis of client’s current situation, goals, and objectives. Generally, such financial planning services will involve preparing a financial plan or rendering a financial consultation for clients based on the client’s financial goals and objectives. This planning may encompass implementing the financial plan and monitoring the plan once implemented. Wealth Management: Our wealth management program evaluates the client through an interactive process of assessing reward requirements and risk tolerance with regard to personal wealth, retirement and estate planning considerations. Through this process we determine the optimal asset allocation for the client. The portfolio is constructed for the client based on that asset allocation, which may consist of a combination of separately managed accounts, individual stocks or bonds, exchange traded funds (“ETFs”), options, mutual funds, Real Estate Investment Trusts (REITs), other public and private securities or investments, and real estate. Annuity Management: Naples Money Management provides advice on annuity and variable life insurance contracts. We manage the investment of underlying assets in the insurance products and advise on choosing the optimal combination of investments available in a contract. We base our analysis on the assessment of a number of factors such as economic climate, the valuation levels in different markets segments, and the age and risk tolerance of each client. See disclosure in Item 10. As of March 24, 2024, Naples Money Management had approximately $142,083,000 of assets under discretionary management and approximately $3,643,000 under non-discretionary management.