Oasis Investment Strategies LLC ("Oasis") was registered with the U.S. Securities and Exchange Commission
(“SEC”) as an investment advisor on May 7, 2010. Oasis is also registered as a commodity pool operator (“CPO”)
with the Commodity Futures Trading Commission (“CFTC”). It should be noted that such registrations should not be
taken to imply a certain level of skill or training. The oral and written communications of an adviser provide you with
information with which you may use to determine to hire or retain that Adviser. Oasis offers various investment
advisory services to clients.
In addition to institutional and high net worth individual clients, Oasis provides investment supervisory services on a
discretionary basis to Employee Retirement Income Security Act (ERISA) of 1974 pension and profit-sharing plans.
Oasis is a Qualified Professional Asset Manager ("QPAM"). Clients may negotiate other services as needed.
Oasis specializes in active, short-term fixed income management and advisory services for institutional clients, hedge
funds, commodity pools, and securities lending activities with customer portfolios. Oasis is structured in two separate
distinct advisory divisions. Each division is focused in the area that they have in-depth experience, personnel, and
resources to assist clients in meeting their objectives.
The first division, Oasis Cash Management ("CM Division” or “CM") is focused on separately managed accounts that
provide services with a strong emphasis on short-term cash management; including fixed income investment advisory
and treasury services primarily structured for futures commission merchants ("FCMs"), CPOs, registered investment
companies, private funds, high net-worth individuals, and other institutional alternative asset entities with the need for
short term duration portfolios. These services are structured to assist clients with managing their short duration
portfolios and liquidity demands while seeking to provide a reduction in the haircut charges normally applied to
institutions with a less detailed program.
The second division Oasis Fund Management ("FM Division” or “FM") was established for the purpose of the
creation, supervision, and management of private funds with an emphasis on selecting investments and/or funds to
achieve the specific
fund's objectives. The FM Division may act alone as the primary advisor or in conjunction with
sub-advisors to manage the fund's investment objectives. When a sub-advisor is selected the FM Division will monitor
the sub-advisor(s) trading activity for compliance, leverage, and other restrictions stipulated in the funds' offering
documents/prospectus. FM also operates commodity pools that pursue investment strategies consisting exclusively of
futures and forward contracts. Such commodity pools are regulated by the CFTC and the National Futures Association
(“NFA”), of which Oasis is a member in good standing.
The client-directed services offered by both Oasis divisions include custody and non-custody related activities which
may encompass the processing of wires, futures, and securities trades. As it relates to the FM Division, investors
should carefully consider the investment objectives, risks, charges, and expenses of the funds, and should carefully
read the prospectus before investing or sending money.
Oasis does not take action with respect to any securities or other investments that become the subject of any legal
proceeding, including bankruptcies.
Oasis is a member of the R.J. O’Brien (“RJO”) family of entities. Oasis is principally owned by JVMC Holdings
Corp., which is owned 100% by RTS Investor Corp., the ultimate parent of the RJO family of entities.
Currently, the CM Division has not imposed restrictions to advisory clients' accounts based on broker selection,
custodian, or other client specific matters; however, this is subject to change at any time if the restriction would
create an environment where Oasis could not adequately carry out its services. As it relates to the FM Division,
restrictions or limitations are specified in offering documents/prospectus of the applicable investment fund.
When custodial services are required, Oasis recommends the use of Wells Fargo Bank custodial services. The
recommendation comes from our review with a primary emphasis placed upon financial strength, customer
service, and technological capabilities. However, Oasis will entertain any client's custodian relationship absent a
legal or regulatory objection, or the ability to perform its services.
As of December 31, 2023, Oasis had discretionary assets under management of $5,328,786,790.