Adviser Profile

AUM* 1,124,216,166 42%
of that, discretionary 1,122,447,218 42%
Number of Employees 16 14%
of those in investment advisory functions 16 14%
Private Fund GAV* 0
Avg Account Size 350,332 29%
% High Net Worth 33.13% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 962M 802M 641M 481M 321M 160M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T (CALL) $ Position$465,188,202 % Position65.00% $ Change-5.00% # Change0.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$22,575,130 % Position3.00% $ Change-2.00% # Change-1.00%
Stck Ticker25459W862 Stock NameDIREXION SHARES ETF TRUST $ Position$17,858,329 % Position3.00% $ Change-18.00% # Change-3.00%
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$11,539,091 % Position2.00% $ Change5.00% # Change6.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$13,977,360 % Position2.00% $ Change3.00% # Change3.00%
Stck Ticker464287242 Stock NameISHARES TR $ Position$15,226,769 % Position2.00% $ Change2.00% # Change3.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$4,850,653 % Position1.00% $ Change-5.00% # Change2.00%
Stck Ticker92647N527 Stock NameVICTORY PORTFOLIOS II $ Position$6,413,683 % Position1.00% $ Change0.00% # Change0.00%
Stck Ticker74255Y821 Stock NamePRINCIPAL EXCHANGE TRADED FD $ Position$4,677,384 % Position1.00% $ Change2.00% # Change3.00%
Stck Ticker46654Q716 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$6,590,821 % Position1.00% $ Change0.00% # Change0.00%

Brochure Summary