Adviser Profile

As of Date 06/30/2026
Registration SEC, Approved, 06/22/2010
ADV Location CLAREMONT, CA, United States
Contact Info 909 xxxxxxx
Websites
AUM* 442,723,496 40%
of that, discretionary 341,006,958 33%
Number of Employees 9 50%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 371,724 -16%
% High Net Worth 14.26% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

341M 292M 244M 195M 146M 97M 49M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name EIDE BAILLY LLP Filing Date05/02/2025 Form ADV-E View Report
Accounting Firm Name EIDE BAILLY LLP Filing Date05/06/2024 Form ADV-E View Report
Accounting Firm Name EIDE BAILLY LLP Filing Date10/06/2023 Form ADV-E View Report

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Brochure Summary