other names
  • VII PEAKS CAPITAL LLC

Adviser Profile

As of Date 02/24/2024
Registration status Terminated
ADV Location SANTA MONICA, CA, United States
Contact Info (41 xxxxxxx
AUM* 27,599,466
of that, discretionary 27,599,466
Private Fund GAV* 0
Avg Account Size 9,199,822
SMA’s No
Private Funds 0 2

Adviser Type

- An investment adviser to a company which has elected to be a business development company

Number of Employees 1

of those in investment advisory functions 1

Client Types

- Business development companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

66M 57M 47M 38M 28M 19M 9M
2015 2016 2017 2018 2019 2020 2021
Discretionary
Non-discretionary

Private Funds

Employees