Adviser Profile

AUM* 797,882,019 32%
of that, discretionary 797,882,019 37%
Number of Employees 11
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 298,609 28%
% High Net Worth 31.77% 17%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

798M 684M 570M 456M 342M 228M 114M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$154,807,158 % Position29.00% $ Change7.00% # Change0.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$92,990,922 % Position17.00% $ Change5.00% # Change0.00%
Stck Ticker78464A649 Stock NameSPDR SERIES TRUST $ Position$36,468,440 % Position7.00% $ Change3.00% # Change2.00%
Stck Ticker78463X509 Stock NameSPDR INDEX SHS FDS $ Position$40,080,003 % Position7.00% $ Change9.00% # Change0.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$29,398,429 % Position5.00% $ Change6.00% # Change6.00%
Stck Ticker78468R853 Stock NameSPDR SERIES TRUST $ Position$20,858,574 % Position4.00% $ Change10.00% # Change1.00%
Stck Ticker78467V848 Stock NameSSGA ACTIVE ETF TR $ Position$20,268,671 % Position4.00% $ Change3.00% # Change2.00%
Stck Ticker464288414 Stock NameISHARES TR $ Position$18,558,762 % Position3.00% $ Change4.00% # Change2.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$12,047,516 % Position2.00% $ Change7.00% # Change0.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$7,591,981 % Position1.00% $ Change4.00% # Change-1.00%

Brochure Summary