Adviser Profile

As of Date 02/25/2026
Registration SEC, Approved, 09/01/2010
ADV Location LA JOLLA, CA, United States
Contact Info 619 xxxxxxx
Websites
AUM* 304,291,789 29%
of that, discretionary 277,052,200 35%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 501,304 0%
% High Net Worth 79.89% -10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

277M 237M 198M 158M 119M 79M 40M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker02079K305 Stock NameALPHABET INC $ Position$7,105,487 % Position4.00% $ Change25.00% # Change1.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$7,032,468 % Position4.00% $ Change15.00% # Change-1.00%
Stck Ticker25434V708 Stock NameDIMENSIONAL ETF TRUST $ Position$4,251,762 % Position3.00% $ Change20.00% # Change5.00%
Stck Ticker25434V807 Stock NameDIMENSIONAL ETF TRUST $ Position$2,596,442 % Position2.00% $ Change11.00% # Change6.00%
Stck Ticker381430438 Stock NameGOLDMAN SACHS ETF TR $ Position$2,874,970 % Position2.00% $ Change22.00% # Change9.00%
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Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORPORATION $ Position$3,339,410 % Position2.00% $ Change12.00% # Change21.00%
Stck Ticker038222105 Stock NameAPPLIED MATLS INC $ Position$2,969,688 % Position2.00% $ Change58.00% # Change-10.00%

Brochure Summary