9AT: AUREANA CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/17/2026
Registration	SEC, Approved, 09/10/2010
Contact Info	917 xxxxxxx
Websites

AUM^*	308,129 -100%
of that, discretionary	308,129 -100%
Number of Employees	1 -75%
of those in investment advisory functions	1 -67%
Private Fund GAV^*	0
Avg Account Size	308,129 -100%
SMA’s	No
Private Funds	0

Adviser Type

- No longer eligible

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GLOVISTA INVESTMENTS ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM151.0m	#Funds-
Adviser ZENO RESEARCH, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.6m	#Funds-
Adviser MILLENNIUM GLOBAL INVESTMENTS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM114.5m	#Funds-
Adviser SCIENCAST MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM760.0m	#Funds-
Adviser ALQUITY INVESTMENT MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM115.0m	#Funds-
Adviser BACHRACH ASSET MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.5m	#Funds-
Adviser ANDURAND CAPITAL MANAGEMENT LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM83.3m	#Funds-
Adviser PORTLAND HILL ASSET MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM158.5m	#Funds-
Adviser UTAH PEAKS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM300.0m	#Funds-
Adviser THE L.T. FUNDS SA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM55.4m	#Funds-

Brochure Summary

Overview

General Aureana Capital Management, LLC (“Aureana”, the “Firm” or the “Adviser”), formerly known as Equalia Capital Partners, LLC and most recently as Canepa U.S., LLC, is an investment advisory firm that provides investment advisory services to high net-worth individuals, families, private investment funds and other institutions, including corporate pension and profit-sharing plans, foundations, endowments, municipalities, and mutual funds. Currently, Aureana is a discretionary investment advisor of Canepa Funds ICAV, an Irish Collective Asset-Management Vehicle constituted as an umbrella fund with segregated liability among several sub-funds, each with its distinct investment strategy. The ICAV is authorized by the Central Bank of Ireland pursuant to the European Communities Undertakings for Collective Investment in Transferrable Securities (UCITS) Regulations 2011 (as amended). Each sub-fund of the ICAV is an open-ended UCITS. Aureana advises the Aureana Emerging Markets Absolute Return Fund, a UCITS sub-fund of the ICAV. The investment objectives and the investment policy of the fund advised by Aureana are described in detail in the prospectus of the ICAV and sub-fund’s supplement and subscription documents. Information about fees and expenses, and other material information may be found in the supplement and are summarized in the Key Investor Information Documents (“KIID”s). Aureana provides investment advisory services

related primarily to asset/portfolio management involving fixed income instruments issued by governmental bodies, authorities, agencies, or corporate entities domiciled in or deriving a substantial majority of revenues from emerging and frontier market countries. Aureana does not currently manage and/or advise but may choose to manage and/or advise private funds and/or segregated Managed Accounts (“SMA”) in which case Aureana will generally seek to achieve the investment objectives of the fund or the SMA by managing and executing investment strategies on a discretionary basis, in accordance with the appropriate mandate. Aureana does not participate in wrap fee programs, nor does it offer financial planning or other advisory services geared toward retail customers. Assets Under Management As of December 29, 2023, Aureana managed approximately $173,601,436 in regulatory assets under management. Aureana manages all its regulatory assets under management on a discretionary basis. Ownership Aureana’s ownership is as follows:
• Heisenberg Global Partners, LLC (“HGP”) (50%);
• Le Mans Capital LLC (50%) Heisenberg Global Partners, LLC is wholly owned by Canepa Global Managers SCS (“CGM”). CGM has several partners; but no partner (entity or individual) owns, directly or indirectly, an interest equal to or greater than 50%. Le Mans Capital LLC is wholly owned by Isabel Martinez Lopez.

AUREANA CAPITAL MANAGEMENT, LLC

AUREANA CAPITAL MANAGEMENT, LLC

HEISENBERG PARTNERS

HEISENBERG FLORIDA PARTNERS

HEISENBERG ADVISORY PARTNERS

EQUALIA CAPITAL PARTNERS, LLC

CANEPA U.S., LLC

CANEPA HEALTHCARE, LLC (RELYING ADVISER)

CANEPA

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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AUREANA CAPITAL MANAGEMENT, LLC AUREANA CAPITAL MANAGEMENT, LLC HEISENBERG PARTNERS HEISENBERG FLORIDA PARTNERS HEISENBERG ADVISORY PARTNERS EQUALIA CAPITAL PARTNERS, LLC CANEPA U.S., LLC CANEPA HEALTHCARE, LLC (RELYING ADVISER) CANEPA

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

AUREANA CAPITAL MANAGEMENT, LLC

AUREANA CAPITAL MANAGEMENT, LLC

HEISENBERG PARTNERS

HEISENBERG FLORIDA PARTNERS

HEISENBERG ADVISORY PARTNERS

EQUALIA CAPITAL PARTNERS, LLC

CANEPA U.S., LLC

CANEPA HEALTHCARE, LLC (RELYING ADVISER)

CANEPA