Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 11/05/2010
ADV Location SANTA MONICA, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 280,066,182 29%
of that, discretionary 277,234,359 29%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 506,449 24%
% High Net Worth 86.17% 30%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

277M 238M 198M 158M 119M 79M 40M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary