Adviser Profile

As of Date 08/19/2023
Registration status Terminated
ADV Location NEW YORK, NY, United States
Contact Info 646 xxxxxxx
AUM* 345,388,040 -6%
of that, discretionary 345,388,040 -6%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 4,605,174 -6%
% High Net Worth 100.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

366M 314M 261M 209M 157M 105M 52M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker92886T201 Stock NameVONAGE HLDGS CORP COM $ Position$13,635 % Position4.95% $ Change16.52% # Change-4.43%
Stck Ticker45781D101 Stock NameINOVALON HLDGS INC COM CL A $ Position$13,141 % Position4.77% $ Change-19.95% # Change-32.40%
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Stck Ticker362409104 Stock NameGTY TECHNOLOGY HOLDINGS INC COM $ Position$7,648 % Position2.77% $ Change117.03% # Change95.06%
Stck TickerM6372Q113 Stock NameKORNIT DIGITAL LTD SHS $ Position$6,464 % Position2.34% $ Change25.42% # Change0.00%

Brochure Summary