9AT: MORTGAGE INDUSTRY ADVISORY COMPANY

Adviser Profile

As of Date	11/26/2025
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	1,392,459,476 61%
of that, discretionary	0
Number of Employees	73 -3%
of those in investment advisory functions	7 -13%
Private Fund GAV^*	0
Avg Account Size	73,287,341 70%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Banking or thrift institutions
- State or municipal government entities
- Other

Advisory Activities

Compensation Arrangments

- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser COMPERIO RETIREMENT CONSULTING, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser FIRST LIGHT RETIREMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM843.7m	#Funds-
Adviser BLUE WATER FINANCIAL TECHNOLOGIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.6b	#Funds-
Adviser YON DRAKE & ASSOCIATES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM304.7m	#Funds-
Adviser ARGENT RETIREMENT PLAN ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM683.1m	#Funds-
Adviser TRINITY INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM388.2m	#Funds-
Adviser ENHANCED PK SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser MODERN PORTFOLIO CONSULTANTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser ALLFINANCIAL PARTNERS II, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM66.3m	#Funds-
Adviser YOUR OCIO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM315.1m	#Funds-

Brochure Summary

Overview

Mortgage Industry Advisory Corporation (“MIAC” or the “Adviser”) is a Minnesota corporation incorporated in August 1989 with its principal office in New York, New York. The principal owners of MIAC are Robert Husted and Paul Van Valkenburg. MIAC’s Secondary Services Group offers non-discretionary investment advisory services through two service offerings: Mortgage Pipeline Hedge Advisory and Mortgage Servicing Rights (MSR) Hedge Advisory services: Pipeline Hedge Advisory Services: MIAC provides comprehensive pipeline management and hedge advisory services customized for each client. MIAC specializes in hedging strategies related to newly originated mortgages or mortgage pools that are held by mortgage originators with the intent to sell them into the secondary market. MIAC provides end-to-end pipeline risk management services, advising and assisting clients on optimal hedging strategies to manage risk and position their portfolio for best executions in the secondary market space. Utilizing MIAC’s MarketShield technology in conjunction with Fallout Analysis, Best Execution Analysis, Option Adjusted Spread Duration Calculation, and other analytical models, MIAC provides daily mark-to- market and pipeline attribute analysis to rebalance the portfolio for optimal hedging strategy within client- defined tolerance. MIAC’s Secondary Solutions Group provides pipeline hedging advisory services on various types of

mortgage loan products including but not limited to conventional, ARMs, and jumbos. MSR Hedge Advisory Services: MIAC’s Funding and Hedging Services (“FHS”) Group provides balance sheet risk management services for loans and mortgage servicing rights (“MSRs”). MIAC utilizes best-in-class analytical tools and metrics, both proprietary and externally provided, to assess efficient portfolio funding and hedging strategies for our clients. Funding and hedging strategies may include recommending asset purchases/sales, issuing liabilities or equity, and various rate-based hedging instruments (e.g., Interest Rate Swaps, Swaptions, Treasury Futures, Treasury Future Options, Constant Maturity Mortgage (CMM) Swaps, Rate Lock Futures, Interest Rate Caps/Floors, and Treasury Notes/Bonds.) The FHS Group seeks to advise its clients to achieve the most efficient portfolio profile in consideration of the client’s risk tolerance and preferences. MIAC’s relationship with its clients (each, a “Client”) is governed by a Statement of Work which is part of a Master Service Agreement (each, an “Agreement”). MIAC tailors services to its clients based on a Client’s risk tolerance and preferences as outlined in the Agreement. MIAC does not participate in wrap fee programs. As of December 31, 2023, MIAC had approximately $863,624,643 in regulatory assets under management on a non-discretionary basis on behalf of its Clients.

MORTGAGE INDUSTRY ADVISORY COMPANY

MORTGAGE INDUSTRY ADVISORY COMPANY

D/B/A MORTGAGE INDUSTRY ADVISORY COMPANY

SERVICING.COM

MORTGAGE INDUSTRY ADVISORY CORPORATION

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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MORTGAGE INDUSTRY ADVISORY COMPANY MORTGAGE INDUSTRY ADVISORY COMPANY D/B/A MORTGAGE INDUSTRY ADVISORY COMPANY SERVICING.COM MORTGAGE INDUSTRY ADVISORY CORPORATION

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MORTGAGE INDUSTRY ADVISORY COMPANY

MORTGAGE INDUSTRY ADVISORY COMPANY

D/B/A MORTGAGE INDUSTRY ADVISORY COMPANY

SERVICING.COM

MORTGAGE INDUSTRY ADVISORY CORPORATION