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Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 09/01/2011
Other registrations (1)
ADV Location DENVER, CO, United States
Contact Info 877 xxxxxxx
Websites
AUM* 4,138,608,256 -10%
of that, discretionary 4,138,608,256 -10%
Number of Employees 35 9%
of those in investment advisory functions 11 38%
Private Fund GAV* 0
Avg Account Size 591,229,751 -23%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

6B 5B 4B 3B 3B 2B 835M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker049560105 Stock NameATMOS ENERGY CORP $ Position$4,961,579 % Position7.00% $ Change # Change
Stck Ticker15189T107 Stock NameCENTERPOINT ENERGY INC $ Position$4,945,273 % Position7.00% $ Change # Change
Stck Ticker98389B100 Stock NameXCEL ENERGY INC $ Position$4,568,356 % Position6.00% $ Change # Change
Stck Ticker907818108 Stock NameUNION PACIFIC CORP $ Position$4,701,976 % Position6.00% $ Change # Change
Stck Ticker969457100 Stock NameWILLIAMS COS INC $ Position$4,738,706 % Position6.00% $ Change # Change
Stck Ticker87612G101 Stock NameTARGA RESOURCES CORP $ Position$4,475,530 % Position6.00% $ Change # Change
Stck Ticker65339F101 Stock NameNEXTERA ENERGY INC $ Position$4,815,828 % Position6.00% $ Change # Change
Stck Ticker69331C108 Stock NameP G & E CORP $ Position$3,643,473 % Position5.00% $ Change # Change
Stck Ticker87807B107 Stock NameTC ENERGY CORP /CAD/ $ Position$3,788,260 % Position5.00% $ Change # Change
Stck Ticker29364G103 Stock NameENTERGY CORP $ Position$4,030,353 % Position5.00% $ Change # Change

Brochure Summary