9AT: PACIFIC CURRENT GROUP

Adviser Profile

As of Date	06/13/2024
Registration status	Terminated
ADV Location	TACOMA, WA, United States
Contact Info	253 xxxxxxx
Websites

AUM^*	403,634,920 -3%
of that, discretionary	0
Number of Employees	15
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	403,634,920
SMA’s	No
Private Funds	0 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SILVERVIEW CREDIT PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund559.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV559.2m	AUM577.3m	#Funds13
Adviser CENTERGATE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund445.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV445.8m	AUM828.3m	#Funds5
Adviser LEP MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund475.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV475.2m	AUM585.2m	#Funds5
Adviser BLUE SAGE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM1.3b	#Funds5
Adviser LBB HOLDING COMPANY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund299.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV299.5m	AUM199.5m	#Funds3
Adviser COUNCIL CAPITAL FUNDS MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund518.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV518.6m	AUM518.6m	#Funds7
Adviser SPRING LANE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund334.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV334.2m	AUM424.7m	#Funds7
Adviser BROAD SKY PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund476.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV476.9m	AUM476.9m	#Funds6
Adviser INTEGRITY GROWTH PARTNERS, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund955.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV955.2m	AUM872.6m	#Funds11
Adviser CCMP GROWTH, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund818.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV818.5m	AUM818.5m	#Funds10

Brochure Summary

Overview

Description of Northern Lights Capital Group and Principal Owners Northern Lights Capital Group, LLC (“Northern Lights”) is a limited liability company formed in October 2006, and is a wholly owned subsidiary of Northern Lights Midco, LLC (“Midco”), a wholly owned US subsidiary of an Australian private equity fund organized as a trust, Aurora Trust. The sole equity unitholder of Aurora Trust is Pacific Current Group Limited (“PAC”), an Australian publicly traded company, which holds 100% of Aurora Trust’s ordinary shares. No other investor holds more than 25% of the total economic interests of Aurora Trust. Because Aurora Trust is not a separate legal person under Australian law, the assets of Aurora Trust are held in the name of its trustee, Aurora Investment Management Pty. Ltd. (“Trustee”), which currently holds such assets in trust for its unitholders and exercises management discretion. Trustee is a wholly owned subsidiary of PAC. Northern Lights has been a registered investment adviser with the U.S. Securities and Exchange Commission (SEC) since June 2011. Investment Management Services to Pooled Investment Vehicles Northern Lights provides investment

advice on behalf of Aurora Trust to the Executive Committee and the Board of Trustee in the form of:
• Continuous management and supervision of the investments made by Aurora Trust in its portfolio companies;
• Research on investment managers for potential investment by Aurora Trust;
• Due diligence on investment managers for investment by Aurora Trust;
• Structuring and negotiating investments by Aurora Trust in portfolio companies; and
• Consulting services to Aurora Trust portfolio companies to enhance the success of the portfolio companies, and therefore the return to Aurora Trust investors. Northern Lights manages Aurora Trust’s assets on a non-discretionary basis. NLCG Distributors, LLC (“Distributors”), which conducts business under the name Pacific Current Group, may also provide sales and marketing services to Aurora Trust portfolio companies. Distributors is a wholly owned subsidiary of Northern Lights. Distributors does not sell or market the Aurora Trust. Assets Under Management As of June 30, 2022, Northern Lights had approximately $418,170,704 in assets under management, all of which was non-discretionary.

PACIFIC CURRENT GROUP

PACIFIC CURRENT GROUP

NORTHERN LIGHTS CAPITAL GROUP

NORTHERN LIGHTS CAPITAL GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

PACIFIC CURRENT GROUP PACIFIC CURRENT GROUP NORTHERN LIGHTS CAPITAL GROUP NORTHERN LIGHTS CAPITAL GROUP, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

PACIFIC CURRENT GROUP

PACIFIC CURRENT GROUP

NORTHERN LIGHTS CAPITAL GROUP

NORTHERN LIGHTS CAPITAL GROUP, LLC