9AT: ARGYLE STREET MANAGEMENT LIMITED

ARGYLE STREET MANAGEMENT LIMITED

other names

ARGYLE STREET MANAGEMENT LIMITED

Adviser Profile

As of Date	01/04/2026
Registration status	Terminated
ADV Location	HONG KONG, Hong Kong
Contact Info	852 xxxxxxx
Websites

AUM^*	1,667,700,000 -20%
of that, discretionary	1,667,700,000 -20%
Private Fund GAV^*	0 -100%
Avg Account Size	66,708,000 -20%
SMA’s	Yes
Private Funds	0 11

Adviser Type

- Large advisory firm
- Outside the United States

Number of Employees 28 8%

of those in investment advisory functions 14 17%

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

2B 2B 2B 1B 917M 611M 306M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. Firm description Argyle Street Management Limited was incorporated in the British Virgin Islands on December 28, 2001. It commenced investment advisory business in Hong Kong in 2002. ASM is currently 100% owned by Argyle Street Management Holdings Limited (“ASMH”), a company incorporated in the British Virgin Islands. The principal owners of ASMH are Mr. Kin Chan and Mr. V-Nee Yeh. B. Types of advisory services offered ASM primarily provides investment advisory services in the strategy of special situation investments and private credit in Asia, amongst other strategies. ASM manages, on a discretionary basis, portfolios for clients and pooled investment vehicles (“funds”) (and collectively “Accounts”). ASM services are based on, among other factors, the investment objective, mandate, risk tolerance and liquidity requirement of each

Account. ASM may direct the Accounts to invest in equities, loans, bonds, derivatives and alternative investments, both public and private, and through primary or secondary markets. C. Details of advisory services to clients ASM invests its client’s funds in a portfolio of suitable investments in accordance with the client’s investment mandate. Certain clients may impose restrictions for example on investing in certain securities or types of securities. In those circumstances, ASM closely monitors and follows the restrictions in constructing the portfolio for such clients. D. Wrap fee programs ASM does not offer wrap fee programs. E. Client assets Amount of discretionary and non-discretionary client assets at market value as of January 31, 2024: Discretionary client assets: US$2,073,900,000 Non-discretionary client assets: Nil