Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 10/28/2011
ADV Location PITTSFORD, NY, United States
Contact Info 585 xxxxxxx
Websites
AUM* 2,471,874,272 8%
of that, discretionary 1,896,566,719 7%
Number of Employees 19 -10%
of those in investment advisory functions 11
Private Fund GAV* 0
Avg Account Size 941,666 7%
% High Net Worth 47.59% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 813M 542M 271M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name MMB+CO Filing Date01/28/2026 Form ADV-E View Report
Accounting Firm Name MENGEL METZGER BARR & CO. LLP Filing Date02/27/2025 Form ADV-E View Report
Accounting Firm Name MENGEL METZGER BARR & CO., LLP Filing Date01/27/2024 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$109,111,527 % Position9.00% $ Change23.00% # Change7.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$81,233,756 % Position7.00% $ Change8.00% # Change-3.00%
Stck Ticker808524862 Stock NameSCHWAB STRATEGIC TR $ Position$52,693,895 % Position5.00% $ Change3.00% # Change3.00%
Stck Ticker46429B747 Stock NameISHARES TR $ Position$44,078,338 % Position4.00% $ Change2.00% # Change3.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$36,745,616 % Position3.00% $ Change-11.00% # Change-14.00%
Stck Ticker14020X104 Stock NameCAPITAL GROUP GBL GROWTH EQT $ Position$40,436,637 % Position3.00% $ Change16.00% # Change-9.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$40,507,614 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker921937819 Stock NameVANGUARD BD INDEX FDS $ Position$37,949,550 % Position3.00% $ Change6.00% # Change6.00%
Stck Ticker92206C680 Stock NameVANGUARD SCOTTSDALE FDS $ Position$36,842,422 % Position3.00% $ Change5.00% # Change-10.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$22,142,421 % Position2.00% $ Change7.00% # Change441.00%

Brochure Summary