Adviser Profile

AUM* 4,477,614,678 41%
of that, discretionary 4,403,152,065 42%
Number of Employees 74 16%
of those in investment advisory functions 46 31%
Private Fund GAV* 0
Avg Account Size 846,910 -63%
% High Net Worth 54.68% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

4B 4B 3B 3B 2B 1B 629M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/25/2025 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date10/02/2024 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/26/2023 Form ADV-E View Report

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Brochure Summary