9AT: ULYSSES MANAGEMENT LLC

other names

ULYSSES MANAGEMENT LLC
JOSHUA NASH LLC (RELYING ADVISER)
ULYSSES REAL ESTATE GP, LLC (RELYING ADVISER)
ULYSSES MANAGEMENT OFFSHORE LLC (RELYING ADVISER)

Adviser Profile

As of Date	03/07/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	24
of those in investment advisory functions	9
Registration	SEC, Approved, 03/30/2012

AUM^*	1,543,668,622 -1%
of that, discretionary	1,543,668,622 -1%
Private Fund GAV^*	1,479,056,436 -3%
Avg Account Size	385,917,156 24%
SMA’s	Yes
Private Funds	2 1
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$1,218,457,620
Fund TypePrivate Equity Fund	Count1	GAV$260,598,816

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TREVILLE CAPITAL MANAGEMENT LLC	Hedge Fund522.2m	Liquidity Fund-	Private Equity Fund692.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund4.1m	Other Fund-	Total Private Fund GAV1.2b	AUM2.0b	#Funds19
Adviser AUTONOMY CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM701.3m	#Funds-
Adviser WOODSON CAPITAL MANAGEMENT, LP	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund73.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM1.3b	#Funds6
Adviser KORA MANAGEMENT LP	Hedge Fund1.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.7b	AUM1.7b	#Funds19
Adviser LANDSCAPE CAPITAL MANAGEMENT LLC	Hedge Fund2.3b	Liquidity Fund-	Private Equity Fund16.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.3b	AUM2.3b	#Funds6
Adviser RIVER PARTNERS CAPITAL MANAGEMENT, LP	Hedge Fund173.5m	Liquidity Fund-	Private Equity Fund70.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund14.4m	Total Private Fund GAV258.9m	AUM1.2b	#Funds9
Adviser LUMINARX CAPITAL MANAGEMENT LP	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund2.4b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.2b	AUM3.2b	#Funds32
Adviser GOODHART PARTNERS LLP	Hedge Fund397.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV397.3m	AUM683.0m	#Funds4
Adviser BLEICHROEDER LP	Hedge Fund479.8m	Liquidity Fund-	Private Equity Fund50.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund357.5m	Total Private Fund GAV888.1m	AUM2.2b	#Funds5
Adviser CAS INVESTMENT PARTNERS, LLC	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.8b	AUM1.8b	#Funds4

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker78462F103	Stock NameSPDR S&P 500 ETF TR (PUT)	$ Position$308,925,000	% Position31.00%	$ Change225.00%	# Change194.00%
Stck Ticker46090E103	Stock NameINVESCO QQQ TRUST (PUT)	$ Position$74,471,400	% Position7.00%	$ Change-20.00%	# Change-32.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$71,514,625	% Position7.00%	$ Change33.00%	# Change0.00%
Stck Ticker023135106	Stock NameAMAZON.COM	$ Position$56,492,925	% Position6.00%	$ Change15.00%	# Change0.00%
Stck Ticker90353T100	Stock NameUBER	$ Position$51,212,370	% Position5.00%	$ Change22.00%	# Change-4.00%
Stck Ticker896239100	Stock NameTRIMBLE	$ Position$31,516,352	% Position3.00%	$ Change16.00%	# Change0.00%
Stck Ticker806407102	Stock NameHENRY SCHEIN	$ Position$33,081,277	% Position3.00%	$ Change50.00%	# Change41.00%
Stck Ticker806407102	Stock NameHENRY SCHEIN (CALL)	$ Position$29,220,000	% Position3.00%	$ Change	# Change
Stck Ticker058498106	Stock NameBALL CORP	$ Position$32,251,750	% Position3.00%	$ Change8.00%	# Change0.00%
Stck Ticker058498106	Stock NameBALL CORP (CALL)	$ Position$34,422,433	% Position3.00%	$ Change8.00%	# Change0.00%

Brochure Summary

Overview

Ulysses Management LLC (“Ulysses”, “our” or “we”) was formed in 1997. We are owned principally by Joshua Nash LLC, which is owned by Joshua Nash. We provide investment management services to private investment funds (“Funds”) and to a separately managed account (“Client” and together with the Funds “Clients”), as more fully described below. Also, we are the manager of a special purpose vehicle owned by one of the Funds along with co-investors, which invested in an illiquid private equity investment. Private Investment Funds. We are the investment manager for two Funds. Fund that invests in hedge funds and marketable securities: One of our Funds invests in other hedge funds, in accounts advised by unaffiliated investment advisers and in marketable securities of all kinds. Joshua Nash and his family members own approximately 91% of the capital of the Fund. A small percentage of the Fund is owned by the family of a long time business partner of the Nash family. Our offshore fund completed an orderly liquidation as of December 31, 2023. Fund that invests in illiquid investments: The Fund invests in illiquid investments such as

real estate, private equity and real estate funds and private companies in a wide array of industries. The family of Joshua Nash owns approximately 84% of the capital of the Fund. Separately Managed Account. We serve as investment manager for a private foundation controlled by the family of a long time business partner of the Nash family. This account is invested in one private investment in a real estate fund. Investment Discretion We tailor our advisory services to the stated objectives of each Client. Limitations and restrictions on certain investments or types of investments, if any, are set forth in the investment management agreement entered into with, and in investment guidelines provided by, each Client. In each case, we have discretion to determine outside investment advisers to be engaged and investment acquisitions and dispositions, consistent with the stated investment objectives and limitations of the respective Client. We do not participate in wrap fee programs. As of December 31, 2023, we provided discretionary asset management for approximately $1.59 billion of Client assets.

ULYSSES MANAGEMENT LLC

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