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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 8
of those in investment advisory functions 5
Registration SEC, Approved, 3/8/2012
AUM* 841,068,145 63.72%
of that, discretionary 841,068,145 63.72%
Private Fund GAV* 748,768,289 79.62%
Avg Account Size 60,076,296 16.94%
SMA’s Yes
Private Funds 15 4
Contact Info 561 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
578M 495M 413M 330M 248M 165M 83M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count15 GAV$748,768,289

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Brochure Summary

Overview

Palm Beach Capital Management III, LLC (“Palm Beach”), formed in 2008, is one of a group of companies headquartered in West Palm Beach, FL that was founded to make and manage investments in private equity funds, pooled investment vehicles structured as U.S. limited partnerships (each a “Fund” or “Client” and collectively, the “Funds” or “Clients”). Palm Beach acts as the management company to the Funds and provides administrative, management, investment and consulting services. Its affiliates act as the general partners to the Funds which all have substantially similar objectives. The principal owners of Palm Beach are Shaun L. McGruder, Nathan S. Ward and Michael L. Schmickle. The Funds invest in lower middle-market private companies across a broad range of industries located primarily, but not exclusively, in the state of Florida. The investment team investigates, identifies and evaluates investment opportunities; structures, and negotiates making investments on behalf of the Funds; manages, monitors the performance of the investments and disposes of them. The Funds’ advisory services are tailored to the specific investment objectives and restrictions as set forth
in their offering documents. However, in accordance with common industry practice, the Funds may enter into “side letters” or side agreements with certain investors in the Funds who may be granted specific rights, benefits, or privileges not set forth in the offering documents. Such investor specific rights, benefits or privileges may not be applicable to all investors and therefore may not be made available or disclosed to all generally. Palm Beach may establish co-investment vehicles, through which certain principals, friends and family may invest alongside a Fund in each investment made by a Fund. Other alternative investment vehicles or special purpose vehicles (collectively, “AIVs”) may be formed for the purpose of facilitating certain investments by one or more investors. In addition, one or more parallel funds may be organized on terms substantially similar to those of the Funds to meet the needs of certain classes of investors. Each parallel fund, if any, will co-invest on a pro rata basis in all Fund transactions. As of December 2023, Palm Beach had $ 841,068,145 in discretionary assets and $0 in non- discretionary assets under management.