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Adviser Profile

Registration status Terminated
As of Date 03/31/2024
Adviser Type - Large advisory firm
Number of Employees 29
of those in investment advisory functions 15
AUM* 12,164,585,033
of that, discretionary 12,164,585,033
Private Fund GAV* 0 -100.00%
Avg Account Size 528,895,001
SMA’s Yes
Private Funds 0 12
Contact Info 212 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Sovereign wealth funds and foreign official institutions
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
18B 15B 13B 10B 8B 5B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker000000000 Stock Name0 $ Position$ % Position $ Change # Change

Brochure Summary