Overview
Haddington Ventures, LLC (“Haddington”) is a federally registered investment adviser that
provides investment management services to clients (each, a “Client” and together, “Clients”), as
further described below. Haddington is a Delaware limited liability company which has been in
business since August 1998. Haddington is owned by J. Christopher Jones, M. Scott Jones and
John A. Strom, each of whom is a managing member of the firm, as well as Sam Pyne and James
Lam, each of whom are a managing director of the firm.
The investment management services Haddington provides (the “Services”) consist of portfolio
management services for pooled investment vehicles and sponsors of pooled investment vehicles.
Affiliated entities of Haddington serve as the General Partner for each of the pooled investment
vehicles to which Haddington currently provides Services (each, a “Fund” and together the
“Funds”). While Haddington specializes in the investment and management of securities within
a
particular industry, Haddington does not hold itself out as specializing in a particular type of
advisory service. The Services are discretionary in nature and consist of the ongoing and
continuous review of the companies in which Haddington invests Client assets.
Though Haddington employs the same investment strategy for each of the Funds managed by
Haddington, Haddington tailors its Services to the specific needs of each particular Fund by
complying with the terms of each Fund’s governing documents or other limitations which the Fund
may request. The Funds may communicate to Haddington restrictions on securities, asset classes,
custodians or any other restriction they would like to impose on their portfolios. Typical limitations
include imposing a limit on the amount of committed capital in a Fund to any particular holding.
As of December 31, 2023, Haddington had approximately $716,090,144 million in discretionary
assets under management.