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Adviser Profile

As of Date 03/27/2024
Adviser Type - Large advisory firm
Number of Employees 6
of those in investment advisory functions 6
Registration SEC, Approved, 3/30/2012
AUM* 235,318,226 -39.29%
of that, discretionary 235,318,226 -39.29%
Private Fund GAV* 235,318,226 -39.29%
Avg Account Size 78,439,409 -39.29%
SMA’s No
Private Funds 3
Contact Info 312 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 959M 720M 480M 240M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeSecuritized Asset Fund Count3 GAV$235,318,226

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Brochure Summary

Overview

Tall Tree Investment Management, LLC (the “Adviser”) was founded in 2005. The Adviser is the collateral manager to three issuers of collateralized loan obligations, Evans Grove CLO, Ltd., Lockwood Grove CLO, Ltd., and Monarch Grove CLO, Ltd. (collectively referred to herein as the “Issuers”). The Adviser is a specialty asset manager with extensive experience in secured lending and high yield securities, including senior loans, asset-based lending, structured finance, fixed income securities, real estate, project finance, vendor finance and leasing, and distressed debt. The Adviser incorporates a sophisticated platform with an experienced team of investment professionals to identify opportunities in such assets while assessing and monitoring risk. Investments for each Issuer are managed in accordance with the Issuer’s particular investment objectives, strategies, restrictions and guidelines and are generally not tailored to the individualized needs of any particular investor
of the Issuer. Information about each Issuer, and the particular investment objectives, strategies, restrictions, guidelines and risks associated with an investment, is described in the governing documents (e.g., offering circular, indenture, etc.). Since the Adviser does not provide individualized advice to investors (and an investment in an Issuer does not, in and of itself, create an advisory relationship between the investor and the Adviser), investors must consider whether a particular Issuer meets their investment objectives and risk tolerance prior to investing. Tall Tree Financial Partners, LLC is the managing member and majority owner of the Adviser. William Lenga is the majority owner of Tall Tree Financial Partners, LLC and founding member of the Adviser. As of January 2024, the Adviser has approximately $235 million of discretionary assets under management. The Adviser provides investment advice with respect to the types of investments indicated above and its advice is limited to such investments.