Overview
Harbour Group Industries, Inc. (“Harbour Group”) provides investment advice to pooled
investment vehicles that are exempt from registration under the Investment Company Act of
1940, as amended (the “1940 Act”) and whose securities are not registered under the Securities
Act of 1933, as amended (the “Securities Act”) (collectively, the “Harbour Group
Funds”“Funds” and individually, a “Harbour Group Fund” or “Fund”).
Harbour Group provides investment advisory services to each of the Harbour Group Funds
pursuant to separate investment advisory agreements (each, an "Advisory Agreement") with
each Fund’s General Partner, which is a related person to Harbour Group. Pursuant to the
Advisory Agreements, Harbour Group identifies investment opportunities for, and participates
in the acquisition, due diligence, operations and disposition of investments of, each Harbour
Group Fund.
The primary focus of Harbour Group’s investment advisory activity is researching and advising
on private equity and related investments in a portfolio of middle-market companies in a
variety of industries. Our investments generally take the form of privately negotiated control
transactions, including leveraged acquisitions and recapitalizations, investments in growth
companies, turnarounds and traditional buyouts.
Any restrictions on investments in certain types of securities are set forth in the documentation
received by each limited partner prior to investment in such Harbour Group Fund. Once
invested in a Harbour Group Fund, investors cannot impose restrictions on the types of
investments such Harbour Group Fund may make.
Harbour Group, a Missouri corporation wholly owned by the Sam Fox Revocable Living Trust,
the trustees of which are Don Nickelson and Ira Polon, has been in business since 1982. As of
December 31, 2023, Harbour Group manages a total of approximately $813,844,000 of client
assets which is managed on a discretionary basis.
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