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Adviser Profile

As of Date 07/15/2024
Adviser Type - Large advisory firm
Number of Employees 19 -5.00%
of those in investment advisory functions 14 7.69%
Registration SEC, Approved, 3/8/2012
AUM* 3,217,902,101 7.68%
of that, discretionary 3,217,902,101 7.68%
Private Fund GAV* 3,217,902,101 74.60%
Avg Account Size 402,237,763 -5.78%
SMA’s No
Private Funds 8 1
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
3B 3B 2B 2B 1B 854M 427M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count8 GAV$3,217,902,101

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Brochure Summary

Overview

WindRose Health Investors, LLC WindRose Health Investors, LLC (“Adviser” or “WindRose”), together with its predecessor entity, MTS Health Investors, LLC, WindRose Health Investors IV Management, L.P., WindRose Health Investors V Management, L.P., and WindRose Health Investors VI Management, L.P., has been in business since March 2000. The Adviser was wholly-owned by MTS Health Partners, L.P. - which is majority-owned by Curtis Lane - until December 31, 2017. On January 1, 2018, the Adviser was spun-off and is now owned by both Oliver Moses and Curtis Lane. Effective April 1, 2022, Curtis Lane has retired from his position at WindRose Health Investors, LLC. Types of Advisory Services The Adviser provides advisory services to private equity funds (“Funds”) that primarily invest in middle- market healthcare companies located in the United States. The Adviser makes investments through deal structures that allow the Funds to seek control or exert significant influence over their portfolio companies. The Adviser targets profitable companies that deliver cost-effective services and products, and have the
ability to gain market share in healthcare industry segments that are typically large, growing, fragmented and poised for consolidation. Our current Private Funds are as follows:  WindRose Health Investors III, L.P.  WindRose Health Investors IV, L.P.  WindRose Health Investors Executive IV, L.P.  WindRose Health Investors V, L.P.  WindRose Health Investors V-A, L.P.  WindRose Health Investors VI, L.P.  WindRose Health Investors VI-A, L.P.  Maroon Investors, L.P. Investment Restrictions The investment program of each Fund has specific objectives and restrictions which are described in the organizational documents and/or offering materials of each Fund. The Adviser does not tailor the Funds’ investment programs for any particular Fund investor, although certain investors that invest through co- investment vehicles are permitted to elect not to invest in any or all opportunities identified by the Adviser. Assets Under Management As of December 31, 2023, the Adviser had assets under management of $3,166,493,372 all of which was managed on a discretionary basis.