9AT: GOLDSTEIN CAPITAL CORP.

Adviser Profile

As of Date	03/18/2026
Registration	SEC, Approved, 03/20/2012
Other registrations (1)	New York, Terminated, 04/09/2012
Contact Info	212 xxxxxxx
Websites

AUM^*	279,627,436 -16%
of that, discretionary	279,627,436 -16%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	211,874,232 -18%
Avg Account Size	6,657,796 -32%
% High Net Worth	71.43% 29%
SMA’s	Yes
Private Funds	3

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GFG ALTERNATIVE INVESTMENT ADVISORS LLC	Hedge Fund599.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV599.6m	AUM599.6m	#Funds3
Adviser QSEMBLE CAPITAL MANAGEMENT, LP	Hedge Fund1.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM2.0b	#Funds3
Adviser WATCHTOWER ADVISORS, LP	Hedge Fund289.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV289.5m	AUM289.5m	#Funds3
Adviser RIP ROAD CAPITAL PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM116.8m	#Funds-
Adviser 8 KNOTS MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser PALOGIC VALUE MANAGEMENT, L.P.	Hedge Fund141.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV141.9m	AUM405.5m	#Funds4
Adviser ISAM FUNDS (UK) LIMITED	Hedge Fund739.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV739.0m	AUM2.3b	#Funds4
Adviser ISAM FUNDS (USA) LLC	Hedge Fund739.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV739.0m	AUM2.3b	#Funds1
Adviser STEMPOINT CAPITAL LP	Hedge Fund584.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV584.4m	AUM761.3m	#Funds6
Adviser SLOTNIK CAPITAL, LLC	Hedge Fund415.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV415.8m	AUM415.8m	#Funds1

Brochure Summary

Overview

• Goldstein Capital Corp. (GCC) was incorporated on March 30th, 1995.
• Paul Goldstein is the only principal owner of GCC.
• GCC provides investment advisory services for individuals, institutions, and pooled investment vehicles, such as GCC’s proprietary hedge fund -- the Goldstein Capital Managed Bond Portfolio (our “Hedge Fund”). B.
• The types of investment advisory services that GCC offers include overall portfolio reviews, asset allocation, asset selection and general investment advice.
• GCC provides investment advice with respect to a broad range of assets that include bonds, stocks, alternative investments, ETFs and mutual funds.
• GCC has extensive experience and expertise investing in high quality bonds such as US Treasury bonds, government agency bonds, mortgage-backed securities (MBS) and municipal bonds.
• One specialty of GCC is cash management.

• We apply our bond market expertise in the management of separately managed accounts as well as for our Hedge Fund -- a leveraged portfolio investing in high quality MBS. GCC has managed this Hedge Fund since 1995.
• Paul Goldstein, our President, and Chief Investment Officer has over 35 years of bond market experience. C.
• GCC typically customizes its investment advisory service to suit the unique needs of its clients (as noted in the section above). We manage a client’s account within the unique guidelines defined in that client’s investment management agreement, which may restrict investments to certain securities. D.
• GCC currently does not participate in wrap free programs. E.
• The amount of discretionary regulatory assets under management was $333,726,136 as of December 31st, 2023. There were no non-discretionary assets under management as of December 31st, 2023. 5 of 23

GOLDSTEIN CAPITAL CORP.

GOLDSTEIN CAPITAL CORP.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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GOLDSTEIN CAPITAL CORP. GOLDSTEIN CAPITAL CORP.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

GOLDSTEIN CAPITAL CORP.

GOLDSTEIN CAPITAL CORP.