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Adviser Profile

As of Date 03/25/2024
Adviser Type - Large advisory firm
Number of Employees 9
of those in investment advisory functions 5
Registration SEC, Approved, 03/30/2012
AUM* 238,810,128
of that, discretionary 238,810,128
Private Fund GAV* 238,810,128 0.00%
Avg Account Size 119,405,064 0.00%
SMA’s No
Private Funds 2
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
354M 303M 253M 202M 152M 101M 51M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count2 GAV$238,810,128

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Brochure Summary

Overview

Corinthian Capital is a Delaware limited liability company which has been in business since October 2006. The principal owners of Corinthian Capital are C. Kenneth Clay, Peter B. Van Raalte, and Tony Pucillo (the “Principal Owners”). Corinthian Capital and/or its affiliates provide financial, investment and portfolio analysis services as required for the benefit of its private equity funds (each a “Corinthian Capital Fund” or collectively, the “Corinthian Capital Funds” or “Funds”). Corinthian Capital’s primary investment focus is to invest in direct private equity investments in small and middle market companies across a broad range of industries; however, Corinthian Capital may temporarily invest in liquid investments. Corinthian Capital tailors its advisory services to the specific investment objectives and restrictions of each Corinthian Capital Fund pursuant to the investment guidelines and restrictions set forth in each Corinthian Capital Fund’s confidential private placement memorandum, limited partnership agreement and other governing documents (collectively, the “Governing Documents”). In providing services to a Corinthian Capital Fund, Corinthian Capital, in accordance with the terms of the applicable Governing Documents: (i) manages the assets of the Corinthian Capital Funds; (ii) formulates its investment objectives; (iii) directs and manages the investment and reinvestment of its assets; and (iv) provides periodic reports to the limited partners, shareholders, or investors of the Corinthian Capital Funds (“Limited Partners”). The Limited Partners and prospective investors of each Corinthian Capital Fund should refer to the Governing Documents of the applicable Corinthian Capital Fund for complete information on the investment objectives and investment restrictions with respect to such Corinthian Capital Fund. There is no assurance that any of the Corinthian Capital Funds’ investment
objectives will be achieved. The Corinthian Capital Funds are offered exclusively to accredited investors and/or qualified purchasers pursuant to Section 3(c)(1) or Section 3(c)(7) of the Investment Company Act of 1940, as amended (the “Investment Company Act”), and are therefore not required to register as investment companies under the Investment Company Act in reliance upon certain exemptions available to private investment funds whose securities are not publicly offered. A related person of Corinthian Capital generally acts as general partner of each Corinthian Capital Fund (“General Partner”), and Corinthian Capital is the investment manager of each Corinthian Capital Fund. Unless and only to the extent that the context otherwise requires, references to Corinthian Capital include the General Partner(s). Shares or limited partnership interests in the Corinthian Capital Funds are not registered under the Securities Act of 1933, as amended (the “Securities Act”). Accordingly, interests or shares in the Corinthian Capital Funds are offered and sold exclusively to investors satisfying the applicable eligibility and suitability requirements, either in private transactions within the United States or in offshore transactions. In accordance with common industry practice, one or more of the Corinthian Capital Funds’ general partners may enter into “side letters” or similar agreements with certain investors pursuant to which the general partner grants the investor specific rights, benefits, or privileges that are not made available to investors generally. Corinthian Capital does not participate in any wrap fee programs. Corinthian Capital manages all assets of the Corinthian Capital Funds on a discretionary basis in accordance with the terms and conditions of each Corinthian Capital Fund’s Governing Documents. As of December 31, 2023, the amount of regulatory assets Corinthian Capital managed on a discretionary basis was $238,810,128.