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Adviser Profile

As of Date 03/27/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 2 -33.33%
Registration SEC, Approved, 03/26/2012
AUM* 291,421,901 -40.34%
of that, discretionary 291,421,901 -40.34%
Private Fund GAV* 291,421,901 -61.54%
Avg Account Size 145,710,951 49.15%
SMA’s No
Private Funds 2 2
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
1B 973M 811M 649M 487M 324M 162M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$290,707,455
Fund TypePrivate Equity Fund Count1 GAV$714,446

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker00181T107 Stock NameA-MARK PRECIOUS METALS INC $ Position$9,711,000 % Position6.00% $ Change-5.00% # Change-10.00%
Stck Ticker020002101 Stock NameALLSTATE CORP $ Position$9,180,450 % Position6.00% $ Change-8.00% # Change0.00%
Stck Ticker31946M103 Stock NameFIRST CTZNS BANCSHARES INC N $ Position$8,418,050 % Position5.00% $ Change194.00% # Change186.00%
Stck Ticker19046P209 Stock NameCOASTAL FINL CORP WA $ Position$7,927,636 % Position5.00% $ Change10.00% # Change-7.00%
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Stck Ticker67103X102 Stock NameOFG BANCORP $ Position$6,715,909 % Position4.00% $ Change2.00% # Change0.00%

Brochure Summary