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Adviser Profile

As of Date 06/04/2024
Adviser Type - Large advisory firm
Number of Employees 1 -80.00%
of those in investment advisory functions 1 -50.00%
Registration New York, Terminated, 08/27/2012
Other registrations (1)
AUM* 112,059,230 -9.17%
of that, discretionary 88,500,383 -11.67%
Private Fund GAV* 22,453,841
Avg Account Size 228,227 -35.25%
% High Net Worth 65.56% 993.37%
SMA’s Yes
Private Funds 2
Contact Info (84 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
115M 98M 82M 66M 49M 33M 16M
2016 2017 2018 2019 2020 2021 2022

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count1 GAV$18,453,841
Fund TypeReal Estate Fund Count1 GAV$4,000,000

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Brochure Summary