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Adviser Profile

As of Date 09/11/2023
Adviser Type - Large advisory firm
Number of Employees 19 -5.00%
of those in investment advisory functions 9 -10.00%
Registration SEC, Approved, 07/23/2012
AUM* 2,857,736,846 3.29%
of that, discretionary 2,857,736,846 3.29%
Private Fund GAV* 100,806,180
Avg Account Size 238,144,737 20.50%
SMA’s Yes
Private Funds 4
Contact Info 720 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
5B 4B 3B 3B 2B 1B 655M
2015 2016 2017 2018 2019 2020 2021 2022

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$16,480,038
Fund TypeOther Private Fund Count1 GAV$84,326,142

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Top Holdings

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Stck Ticker875372203 Stock NameTANDEM DIABETES CARE INC $ Position$33,118,098 % Position6.00% $ Change14.00% # Change0.00%
Stck Ticker45073V108 Stock NameITT INC $ Position$31,998,144 % Position6.00% $ Change-5.00% # Change0.00%
Stck Ticker608190104 Stock NameMOHAWK INDS INC $ Position$34,775,351 % Position6.00% $ Change-13.00% # Change0.00%
Stck Ticker521865204 Stock NameLEAR CORP $ Position$26,150,093 % Position5.00% $ Change-21.00% # Change0.00%
Stck TickerG39108108 Stock NameGATES INDL CORP PLC $ Position$28,870,341 % Position5.00% $ Change-12.00% # Change-2.00%
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Stck Ticker05350V106 Stock NameAVANOS MED INC $ Position$26,791,384 % Position5.00% $ Change5.00% # Change5.00%
Stck TickerG0692U109 Stock NameAXIS CAP HLDGS LTD $ Position$21,203,973 % Position4.00% $ Change-12.00% # Change-19.00%

Brochure Summary