9AT: ERGOTELES CAPITAL

ERGOTELES CAPITAL

other names

ERGOTELES CAPITAL
ERGOTELES LLC

Adviser Profile

Registration status

Terminated

As of Date	02/24/2024
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	49 9%
of those in investment advisory functions	26 4%

AUM^*	4,633,860,302 142%
of that, discretionary	4,633,860,302 142%
Private Fund GAV^*	0
Avg Account Size	1,544,620,101 142%
SMA’s	No
Private Funds	0 3
Contact Info	646 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

6B 5B 4B 3B 2B 2B 795M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Top Holdings

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Stck TickerG46188101	Stock NameHORIZON THERAPEUTICS PUB L	$ Position$14,103,189	% Position21.00%	$ Change42.00%	# Change26.00%
Stck Ticker636518102	Stock NameNATIONAL INSTRS CORP	$ Position$9,723,664	% Position14.00%	$ Change-2.00%	# Change-5.00%
Stck Ticker928563402	Stock NameVMWARE INC	$ Position$5,618,201	% Position8.00%	$ Change	# Change
Stck TickerG0464B107	Stock NameARGO GROUP INTL HLDGS LTD	$ Position$4,983,161	% Position7.00%	$ Change-48.00%	# Change-49.00%
Stck Ticker74386T105	Stock NamePROVIDENT FINL SVCS INC	$ Position$3,829,472	% Position6.00%	$ Change22.00%	# Change30.00%
Stck Ticker023436108	Stock NameAMEDISYS INC	$ Position$3,162,804	% Position5.00%	$ Change-10.00%	# Change-12.00%
Stck TickerL6673X107	Stock NameNEOGAMES S A	$ Position$2,863,458	% Position4.00%	$ Change-54.00%	# Change-55.00%
Stck Ticker511637100	Stock NameLAKELAND BANCORP INC	$ Position$2,990,801	% Position4.00%	$ Change-41.00%	# Change-37.00%
Stck Ticker59833J206	Stock NameMIDWEST HLDG INC	$ Position$978,690	% Position1.00%	$ Change-25.00%	# Change-23.00%

Brochure Summary

Overview

Ergoteles (the “Investment Manager”) is a Delaware limited liability company that was founded in June 2012. The managing members of Ergoteles are Michael Bos, Mark Mancini and Amit Manwani (the “Principals”). Ergoteles currently is an adviser to Ergoteles Master Fund Ltd (the “Master Fund”), which is a master feeder structure comprised of Ergoteles International Ltd and Ergoteles Partners LP (collectively the “Funds”), and the Funds are together referred to in this brochure as the “Clients.” Conflicts of interest may arise from the fact that The Investment Adviser, the General Partner and their affiliates may in the future provide investment management services to clients other than the Master Fund, including investment funds, managed accounts , proprietary accounts and other investment vehicles (collectively, “Other Accounts” and, together with the Funds, the “Accounts” and each, an “Account”). Ergoteles provides discretionary investment

advice to its Clients through relevant Fund Offering Memorandum, Articles of Association and Investment Advisory Agreements. All assets will be managed on a discretionary basis. The Adviser takes discretion through a limited power of attorney in order to place trades for clients. All investment advisory activities of Ergoteles are subject to the Investment Advisers Act of 1940 (the “Advisers Act”). The relevant Private Placement Offering Memorandum or Investment Advisory Agreement sets forth certain guidelines or restrictions related to our investment activities, which may be modified from time- to-time. Certain Clients may, in certain situations, impose restrictions in their account regarding certain securities or types of securities. As of December 31, 2022, we managed approximately US $4.6 billion in regulatory assets under management on a discretionary basis. We do not manage any assets on a non-discretionary basis.