Who We Are Pacific Harbor Holdings, Limited (“Pacific Harbor”) is a Hong Kong-based asset management firm that specializes in non-traditional investment strategies in the private corporate debt and equity markets of Asia and other emerging economies. Pacific Harbor was founded in 2006 by our Chief Executive Officer, Warren D. Allderige (“CEO”) and members of our Investment Team (defined below) and is a limited liability private company incorporated under the laws of Hong Kong. We primarily focus on opportunities in our core markets of Japan, Hong Kong, Singapore, Thailand, Indonesia, the Philippines and the People’s Republic of China. Pacific Harbor or its Participating Affiliates (defined below) may also provide advisory services on opportunities in emerging economies with economic growth characteristics similar to Asia. Investment advice is provided under the terms of Participating Affiliate Agreements (the “PAAs”) by our affiliates Pacific Harbor Advisers (Japan), G.K., Pacific Harbor Advisors (SG) Pte. Ltd., Pacific Harbor Infrastructure Solutions Pte. Ltd., Pacific Harbor Advisors Co., Ltd. and Pacific Harbor Investments Holdings Philippines, Inc.; together with Pacific Harbor Capital, Ltd. and Pacific Harbor Capital II, Ltd., entities which may also provide advisory services to our clients, these affiliated companies are the “Participating Affiliates”. The PAAs are structured according to the provisions of No-Action letters issued by SEC staff. This arrangement is discussed further in Item 10. Our Investment Team is led by the CEO and consists of managers and analysts employed by us and by the Participating Affiliates. Our Investment Team provides what we think represents a key advantage of our investment approach: “on-the-ground” investment intelligence, generally delivered by nationals of the countries that make up our core markets. We believe the relationships and access our Investment Team maintain allows us to obtain in-depth information from (1) financial market participants, (2) companies, (3) creditors, and (4) governments that may not generally be available to other investors (especially for investment firms that do not maintain an in-country presence). We are regulated in Hong Kong by the Securities and Futures Commission and are authorized

to conduct Type 9 (Asset Management) regulated activity in Hong Kong. Ownership We are wholly owned by our CEO. Types of Advisory Services We offer professional advisory services on a discretionary basis, providing asset management according to the stated investment objectives and policies of each client. Our clients negotiate and enter into an investment management agreement (“IMA”) with one of our affiliates, which then delegates its investment management responsibilities under the IMA to us. The IMA will govern the relationship between the client and us as well as define the roles and responsibilities of both parties. The negotiation with our clients of the terms of the IMAs allows us to tailor our advisory services to their needs. As of December 31, 2023, Pacific Harbor manages U.S.$44,855,000.00 of client assets on a discretionary basis. We provide our advisory services to separately-managed accounts (typically available to institutional investors and family offices but also available to select high-net worth individuals) and to pooled investment vehicles. Discretionary Funds Through a delegation agreement with a Participating Affiliate, Pacific Harbor Capital, Ltd., we are the investment adviser to Discretionary Funds. Discretionary Funds are currently not undertaking any new investment activities as it is unwinding its investment positions. They will not accept any new investors. Pacific Harbor manages and intends to organize additional pooled investment vehicles. Pacific Harbor Global Reach Fund Limited (PHGRF) Pacific Harbor North American Resources Limited (PHNARL) Pacific Harbor Holdings, Limited or its delegate is the investment adviser to Pacific Harbor Global Reach Fund Limited (“PHGRF”) and Pacific Harbor North American Resources Limited (“PHNARL”), both companies incorporated in the British Virgin Islands with limited liabilities. PHGRF and PHNARL are only open to non-U.S. clients. Non-Discretionary Managed Accounts We are the investment manager to separately managed accounts (the “Managed Accounts”). Advisory services are provided by a Participating Affiliate. We are also developing a new investment vehicle with the preliminary name “Pacific Harbor Africa Energy”.