Peter Pesic & Co. Advisors is an investment adviser registered with the United States Securities and Exchange Commission (“SEC”) and is a sole proprietorship formed under the laws of the Province of Ontario, Canada.
• Peter N. Pesic is the Chief Compliance Officer (CCO) and is the sole proprietor that owns Peter Pesic & Co. Advisors.
• Peter Pesic & Co. Advisors filed its initial application to become registered as an investment adviser in November 2012. Introduction The investment advisory services of Peter Pesic & Co. Advisors are provided to you by appropriately licensed and qualified individuals who will be registered as investment adviser representatives if such individual works from a state in the United States that requires such registration for the solicitation of investment advisory services. The investment advisory services of Peter Pesic & Co. Advisors are limited to the referral of advisory clients to other investment advisors. Any investment advisory fees received by Peter Pesic & Co. Advisors will be consistent with the descriptions detailed in this disclosure brochure. Since the services of Peter Pesic & Co. Advisors are limited to making referrals, Peter Pesic & Co. Advisors will not require the introduced client to have a services agreement with Peter Pesic & Co. Advisors. However, Peter Pesic & Co. Advisors will provide client with a Solicitor Disclosure Statement providing details about the referral arrangement with the referred investment adviser firm. It is expected that each client will execute an advisory services agreement directly with the investment adviser firm to which the client has been referred by Peter Pesic & Co. Advisors and that advisory services agreement will specify the advisory services and fees that the client will be charged by the referred investment adviser firm. Description of Advisory Services Referral of Other Investment Advisors - Peter Pesic & Co. Advisors offers advisory services by referring clients to selected third-party investment advisors that offer asset management and other investment advisory services. Under limited circumstances, Peter Pesic & Co. Advisors may be available to act as the communication conduit between you and the third-party investment advisor. The third-party investment advisor is responsible for providing investment advisory services to you pursuant to the terms of an advisory services agreement you will execute directly with the third-party investment advisor. The advisory services of the third-party investment advisor will typically include asset management services that involve the investment advisor’s provision of continuous monitoring of your accounts and the implementation of trades in your accounts. You may grant the third-party investment advisor discretionary authority to determine the securities to be purchased and sold for your account. Peter Pesic & Co. Advisors does not have any trading authority with respect to your designated account(s) that are referred for asset management services by

the third-party investment advisor. Peter Pesic & Co. Advisors Page 5 Form ADV Part 2A Disclosure Brochure As a result of the referral of client accounts to a third-party investment advisor, Peter Pesic & Co. Advisors is paid a solicitor fee, which is a portion of the total fee charged to you and collected by the third- party investment advisor. The referral arrangement is also commonly known as a solicitation arrangement. Each solicitation arrangement is performed pursuant to a written solicitation agreement between Peter Pesic & Co. Advisors and the third-party investment advisor and is in compliance with SEC Rule 206(4)-3 and applicable state securities rules and regulations. Although Peter Pesic & Co. Advisors reviews the performance of numerous third-party investment advisor firms, Peter Pesic & Co. Advisors enters into only a select number of relationships with third-party investment advisor firms that have agreed to pay Peter Pesic & Co. Advisors a portion of the total advisory services fee charged to clients. Therefore, Peter Pesic & Co. Advisors has a conflict of interest in that Peter Pesic & Co. Advisors will only recommend third-party investment advisors that will agree to compensate Peter Pesic & Co. Advisors for referrals of clients. Additionally, Peter Pesic & Co. Advisors will only refer clients to third-party investment advisors that have met the conditions of a due diligence review conducted by or on behalf of Peter Pesic & Co. Advisors. You should be aware that there may be other third-party investment advisors that provide asset management and other investment advisory services and such other third-party investment advisors are not recommended by Peter Pesic & Co. Advisors. Certain of those other third-party investment advisors offer investment advisory services that would be suitable for your accounts and that may be more or less costly than the investment advisory service arrangements recommended by Peter Pesic & Co. Advisors. No guarantees can be made that your financial goals or objectives will be achieved by a third-party investment advisor recommended by Peter Pesic & Co. Advisors. Further, no guarantees of performance can ever be offered by Peter Pesic & Co. Advisors. Limits Advice to Certain Types of Investments Peter Pesic & Co. Advisors provides investment advice on the following types of investments:
• Exchange Listed Securities
• Securities Traded Over-the-Counter Although we generally provide advice only on the products previously listed, we reserve the right to offer advice on any investment product that may be suitable for each client’s specific circumstances, needs, goals and objectives. (Please refer to Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss for more information.) Client Assets Managed by Peter Pesic & Co. Advisors Peter Pesic & Co. Advisors does not have any client assets under management to disclose as of the date of this brochure. Peter Pesic & Co. Advisors Page 6 Form ADV Part 2A Disclosure Brochure