Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 03/15/2013
ADV Location IRVINE, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 2,164,405,044 51%
of that, discretionary 2,164,405,044 51%
Number of Employees 10 -9%
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 2,448,422 30%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 2B 1B 928M 618M 309M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary