9AT: DANIEL INVESTMENT ASSOCIATES, LLC

Adviser Profile

As of Date	03/18/2026
Registration	SEC, Approved, 04/02/2013
Other registrations (1)	California, Terminated, 05/08/2013
ADV Location	SANTA BARBARA, CA, United States
Contact Info	805 xxxxxxx
Websites

AUM^*	225,253,116 18%
of that, discretionary	203,617 -4%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	6,825,852 299%
% High Net Worth	84.85% 3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ALAMO ADVISORS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.9b	#Funds-
Adviser CHADDS FORD WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser CAPITAL RESOURCE MANAGEMENT,INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM593.2m	#Funds-
Adviser TAGLICH BROTHERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM37.7m	#Funds-
Adviser ASPEN CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser BROWNSON, REHMUS & FOXWORTH, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.8b	#Funds-
Adviser BANYAN GLOBAL INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM162.1m	#Funds-
Adviser FRIEDLANDER & CO INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM564.8m	#Funds-
Adviser BRYSPEN, INCORPORATED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM329.3m	#Funds-
Adviser CORKERN & CO., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM161.9m	#Funds-

Brochure Summary

Overview

Daniel Investment Associates, LLC (“the Adviser”) has been in business since 2011. Greg D. Van Wyk, Manager is the principal owner. Investment Management Services The Adviser provides investment management services to its clients on a non- discretionary basis. The Adviser notifies the client and obtains permission prior to the sale or purchase of each security within the managed account. Clients may decide not to invest in certain securities or types of securities and may refuse to approve securities transactions. The Adviser provides investment management services that include, among other things, advice regarding asset allocation and the selection of investments, portfolio design, investment plan implementation and ongoing investment monitoring. The Adviser relies on the stated objectives of the client and considers the client’s risk profile and financial status

prior to making any recommendations. In addition, clients may impose restrictions on investing in certain securities or types of securities. Wrap Fee Programs The Adviser doesn’t participate in wrap fee programs by providing portfolio management or any other services. Assets Under Management As of December 31, 2023, the Adviser manages $191,407,354 primarily in nondiscretionary client assets. Conflicts of Interest There is an incentive for the Adviser to recommend products or services for which the Adviser or an associated person may receive compensation. A conflict of interest is created whenever associated persons of the Adviser recommend products or services to a client for which the associated person or the Adviser receives compensation. However, clients are under no obligation to act upon any recommendations of the Adviser or an associated person.

DANIEL INVESTMENT ASSOCIATES, LLC

DANIEL INVESTMENT ASSOCIATES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

DANIEL INVESTMENT ASSOCIATES, LLC DANIEL INVESTMENT ASSOCIATES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DANIEL INVESTMENT ASSOCIATES, LLC

DANIEL INVESTMENT ASSOCIATES, LLC