9AT: SUSTAINABLE INSIGHT CAPITAL MANAGEMENT, LLC

SUSTAINABLE INSIGHT CAPITAL MANAGEMENT, LLC

other names

SUSTAINABLE INSIGHT CAPITAL MANAGEMENT, LLC
SUSTAINABLE INSIGHT ALTERNATIVES MANAGER, LLC (RELYING ADVISER)
SUSTAINABLE INSIGHT CAPITAL MANAGEMENT LLP (RELYING ADVISER)
SUSTAINABLE INSIGHT CAPITAL MANAGEMENT (AUSTRALIA) PTY LIMITED (RELYING ADVISER)

Adviser Profile

As of Date	03/27/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	6 -14%
of those in investment advisory functions	3
Registration	SEC, Approved, 04/09/2013

AUM^*	324,112,682 141%
of that, discretionary	324,112,682 141%
Private Fund GAV^*	0 -100%
Avg Account Size	64,822,536 93%
SMA’s	Yes
Private Funds	0 1
Contact Info	646 xxxxxxx
Websites

Client Types

- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

439M 376M 313M 251M 188M 125M 63M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Sustainable Insight Capital Management, LLC (“SICM” or “we”) provides investment advisory services for equity portfolios to domestic and international clients on a discretionary basis. We offer customized separately managed accounts with various strategies that may include US securities and/or Global securities in developed and developing markets. We also offer private funds in which institutions and qualified and accredited investors may invest.Our strategies may incorporate ESG factors and/or include sector or industry exclusions. We also provide investment advice and/or trade recommendations in the form of model investment portfolios to certain accounts of clients for which we have no responsibilities relating to trade execution and no contact with the underlying client. Model investment portfolios are considered to be non-discretionary assets under advisement and will not be included in our Assets Under Management in this Brochure. In the case of

pooled investment funds, investors will not generally be able to modify the investment strategy of the funds. Clients with separately managed accounts may request that we manage their accounts with various restrictions, including security specific restrictions, risk restrictions, geographic restrictions, liquidity restrictions, and ESG constraints, as well as other limitations which may be agreed upon with the client. We will generally accept such restrictions and incorporate them in the client’s investment management agreement or subadvisory agreement. We do not participate in any wrap fee programs. We have been in business since 2013. Our principal owner is SICM Management, LLC and its majority owner, Kevin Parker, is our Managing Partner. As o f F e b r u a r y 2 9 , 2 0 2 4 , we managed approximately $173,590,360 of assets under management on a discretionary basis. In addition, we advised approximately $3,912,000 of portfolios on a non-discretionary basis.