Overview
Savoie Capital was founded in 2013 by Paul Savoie. Savoie Capital has launched its advisory business (as
described below) and has been granted approval of its registration as an investment adviser.
Savoie Capital acts as a discretionary investment adviser to various investment accounts maintained by its
advisory clients (collectively, the “Client Accounts”), and generally has discretion to buy and sell various
financial instruments for their accounts, pursuant to the terms of their respective investment advisory
agreements. Savoie Capital’s investment strategy focuses on active trading of listed and unlisted, registered
and unregistered securities of various U.S. and international issuers, including, but not limited to, equity
and equity-related securities (e.g., common stock, preferred stock, stock warrants and rights, convertible
securities and indices related to any of the foregoing), exchange traded funds (“ETFs”), swap contracts and
forward contracts, futures contracts and options on futures contracts, as well as listed and over-the-counter
options and other derivative instruments on all of the above instruments, notes, commercial paper, bonds,
debentures, money market instruments, certificates of deposit, currencies, debt instruments and other fixed
income securities. Savoie Capital’s strategy is generally divided into four different
trading programs:
Premium Yield, Premium Yield Plus, Equity Growth, and Treasury Yield. All four programs are described
in detail below.
Savoie Capital will tailor its advisory services in respect of Client Accounts to each such client’s investment
objectives, restrictions and guidelines as communicated to Savoie Capital by each such client; however,
clients generally are not permitted to impose restrictions on investing in specific financial instruments or
types of financial instruments for their Client Accounts, except as Savoie Capital may otherwise agree in a
particular case.
In addition to offering discretionary investment advisory services with respect to the Client Accounts,
Savoie Capital may also offer non-discretionary advisory services to certain clients. Savoie Capital will
customize the nature and scope of such non-discretionary advisory services based on a particular client’s
investment and financial issues, risks and goals, and these services may include consulting on portfolio
construction, investment opportunities, hedging of existing assets and/or such other advisory services as
Savoie Capital and such client may agree.
As of February 29, 2024, Savoie Capital managed approximately $866.13 million of client assets on a
discretionary basis and $242.31 million of client assets on a non-discretionary basis.