Overview
General Description of Advisory Firm: CapeView Capital LLP (“CapeView” or “the Firm”), is a
limited liability partnership formed under the laws of England and Wales, (Partnership Number
OC364354) on May 5, 2011. CapeView’s registered address and principal place of business is
Borough Yards, 13 Dirty Lane, London, SE1 9PA, United Kingdom.
CapeView commenced business in November 2011 assuming certain investment advisory activities
from Trafalgar Asset Managers Limited, previously registered with the SEC as an investment
adviser, and operating since 2001. CapeView was registered with the Financial Conduct Authority
in the United Kingdom (“FCA”) (previously Financial Services Authority) on November 14, 2011.
CapeView was registered by the SEC as a registered investment adviser on June 5, 2013. CapeView
is exempt from registration with the U.S. Commodity Futures Trading Commission as a commodity
pool operator.
Day-to-day management is carried out by the Management Committee. Mathieu Walker is
CapeView’s Chief Compliance Officer (“CCO”).
Description of Advisory Services: CapeView’s advisory business primarily consists of a broad
European equity long/short strategy which includes a levered version and a concentrated version.
Services are provided on a discretionary basis to private funds managed by CapeView and to
separate managed accounts intended for professional and institutional investors. Details of the
private funds and strategies employed are provided in Item 5.
Availability of Tailored Services: In providing its core investment strategies CapeView is able to
tailor certain aspects of its discretionary advisory services to meet the individual needs of the
private fund or its managed accounts. Where a client is subject to specific restrictions (e.g.
portfolio diversification or regulatory requirements), CapeView will tailor its services in accordance
with such restrictions on a case by case basis, if such restrictions will not materially alter its
investment strategy and approach.
Wrap Fee Programs: CapeView does not participate in wrap fee programs.
Client Assets Under Management: As of December 31, 2023, CapeView managed the following
client assets under management at market value, all on a discretionary basis, USD1,004,343,148.