9AT: CAPEVIEW CAPITAL LLP

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 06/05/2013
Other registrations (1)	SEC, ERA - Withdrawn, 05/30/2013
ADV Location	LONDON, United Kingdom
Contact Info	44 xxxxxxx
Websites

AUM^*	667,577,619 -17%
of that, discretionary	667,577,619 -17%
Number of Employees	14
of those in investment advisory functions	8
Private Fund GAV^*	472,507,895 -25%
Avg Account Size	133,515,524 -34%
SMA’s	Yes
Private Funds	3

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ATIKA CAPITAL MANAGEMENT, LLC	Hedge Fund887.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV887.3m	AUM887.3m	#Funds6
Adviser THE COURY FIRM	Hedge Fund167.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV167.4m	AUM1.3b	#Funds2
Adviser PHASE 3 CAPITAL MANAGEMENT LLC	Hedge Fund166.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV166.6m	AUM2.5b	#Funds3
Adviser AIGEN INVESTMENT MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.5m	Total Private Fund GAV5.5m	AUM110.3m	#Funds1
Adviser NEWGEN ASSET MANAGEMENT LIMITED	Hedge Fund217.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV217.2m	AUM774.8m	#Funds1
Adviser SHAWSPRING PARTNERS, LLC	Hedge Fund305.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV305.6m	AUM438.7m	#Funds1
Adviser BROWNING WEST LP	Hedge Fund2.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2b	AUM2.2b	#Funds9
Adviser HEARD CAPITAL LLC	Hedge Fund1.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM2.4b	#Funds2
Adviser CAAS CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM971.0m	#Funds-
Adviser STYRAX CAPITAL LP	Hedge Fund789.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV789.6m	AUM1.8b	#Funds4

Brochure Summary

Overview

General Description of Advisory Firm: CapeView Capital LLP (“CapeView” or “the Firm”), is a limited liability partnership formed under the laws of England and Wales, (Partnership Number OC364354) on May 5, 2011. CapeView’s registered address and principal place of business is Borough Yards, 13 Dirty Lane, London, SE1 9PA, United Kingdom. CapeView commenced business in November 2011 assuming certain investment advisory activities from Trafalgar Asset Managers Limited, previously registered with the SEC as an investment adviser, and operating since 2001. CapeView was registered with the Financial Conduct Authority in the United Kingdom (“FCA”) (previously Financial Services Authority) on November 14, 2011. CapeView was registered by the SEC as a registered investment adviser on June 5, 2013. CapeView is exempt from registration with the U.S. Commodity Futures Trading Commission as a commodity pool operator. Day-to-day management is carried out by the Management Committee. Mathieu Walker is CapeView’s Chief Compliance Officer (“CCO”). Description of Advisory Services: CapeView’s advisory business primarily consists of a broad

European equity long/short strategy which includes a levered version and a concentrated version. Services are provided on a discretionary basis to private funds managed by CapeView and to separate managed accounts intended for professional and institutional investors. Details of the private funds and strategies employed are provided in Item 5. Availability of Tailored Services: In providing its core investment strategies CapeView is able to tailor certain aspects of its discretionary advisory services to meet the individual needs of the private fund or its managed accounts. Where a client is subject to specific restrictions (e.g. portfolio diversification or regulatory requirements), CapeView will tailor its services in accordance with such restrictions on a case by case basis, if such restrictions will not materially alter its investment strategy and approach. Wrap Fee Programs: CapeView does not participate in wrap fee programs. Client Assets Under Management: As of December 31, 2023, CapeView managed the following client assets under management at market value, all on a discretionary basis, USD1,004,343,148.

CAPEVIEW CAPITAL LLP

CAPEVIEW CAPITAL LLP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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CAPEVIEW CAPITAL LLP CAPEVIEW CAPITAL LLP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

CAPEVIEW CAPITAL LLP

CAPEVIEW CAPITAL LLP