other names
{{ Info.Overview }}
Revenue {{ Info.Revenue | formatUSD }}
Headquarters {{ Info.Headquarters }}

Adviser Profile

As of Date 03/27/2025
Adviser Type - Large advisory firm
Number of Employees 13 30.00%
of those in investment advisory functions 6
Registration Nevada, Terminated, 04/16/2014
Other registrations (3)
AUM* 1,028,543,710 107.14%
of that, discretionary 836,181,003 113.75%
Private Fund GAV* 0 -100.00%
Avg Account Size 546,226 32.23%
% High Net Worth 30.66% 589.93%
SMA’s Yes
Private Funds 0
Contact Info 702 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

435M 373M 311M 248M 186M 124M 62M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary